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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

32 hedge funds and large institutions have $10.8M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3232 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

35% less capital invested

Capital invested by funds: $16.8M → $10.8M (-$5.95M)

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$3.71M +$749K +69,618 +19%
SIA
2
Sit Investment Associates
Minnesota
$2.49M -$429K -39,914 -12%
COLIM
3
City of London Investment Management
United Kingdom
$917K +$414K +38,505 +56%
IA
4
Icon Advisers
Colorado
$740K
AA
5
Ancora Advisors
Ohio
$596K +$117K +10,913 +18%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$438K -$1.15M -106,700 -67%
RCM
7
Radcliffe Capital Management
Pennsylvania
$390K -$128K -11,927 Closed
Morgan Stanley
8
Morgan Stanley
New York
$310K +$308K +28,665 +373%
JG
9
Jefferies Group
New York
$212K -$1.88K -175 -0.7%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$212K +$21.9K +2,035 +9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$204K +$19.7K +1,836 +8%
YCM
12
Yakira Capital Management
Connecticut
$180K
WAM
13
Weiss Asset Management
Massachusetts
$138K -$499K -46,402 -74%
Goldman Sachs
14
Goldman Sachs
New York
$103K -$42.9K -3,990 -25%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$86K -$8.93K -830 -8%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$44K +$56K +5,204 New
MLM
17
Mount Lucas Management
Pennsylvania
$21K +$26.9K +2,500 New
EWM
18
Edge Wealth Management
New York
$16K
TRCT
19
Tower Research Capital (TRC)
New York
$12K +$11.5K +1,070 +347%
UBS Group
20
UBS Group
Switzerland
$8K -$120K -11,159 -92%
PI
21
PineBridge Investments
New York
$5K
Bank of America
22
Bank of America
North Carolina
$4K -$16.3K -1,517 -78%
Citigroup
23
Citigroup
New York
$4K +$2.95K +274 +139%
Creative Planning
24
Creative Planning
Kansas
$4K +$5.49K +510 New
Wells Fargo
25
Wells Fargo
California
$2K -$7.53K -700 -78%

SVVC Hedge Fund Activity: Q3 2015 in Review

32 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q3 2015, worth a combined $10.8M — down 35% from $16.8M a quarter earlier.

Fund positioning in SVVC was balanced in Q3 2015: 5 funds opened new positions, 5 closed out, 8 added to existing stakes and 9 trimmed.

The largest buyer was Credit Suisse, adding an estimated $749K. The largest seller was BNP Paribas Financial Markets, cutting an estimated $1.15M.

  • 32 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $10.8M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q3 2015, down 35% quarter-over-quarter.
  • 5 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q3 2015 and 5 closed out, a net change of 0 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q3 2015 was Credit Suisse, an estimated $749K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q3 2015 was BNP Paribas Financial Markets, an estimated $1.15M sold.

Based on aggregated 13F filings for Q3 2015.