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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

34 hedge funds and large institutions have $11.3M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

13% more funds holding

Funds holding: 3034 (+4)

1% less capital invested

Capital invested by funds: $11.4M → $11.3M (-$168K)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
6
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.84M -$48.2K -5,813 -0.8%
GWM
2
Geneos Wealth Management
Colorado
$957K -$50 -6 -0%
COLIM
3
City of London Investment Management
United Kingdom
$483K
RCM
4
Radcliffe Capital Management
Pennsylvania
$411K
YCM
5
Yakira Capital Management
Connecticut
$397K +$119K +14,287 +48%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$363K +$15.7K +1,889 +5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$321K
MHS
8
M Holdings Securities
Oregon
$233K
PM
9
Precept Management
Texas
$224K
IAA
10
Independent Advisor Alliance
North Carolina
$183K +$162K +19,515 New
Wolverine Trading
11
Wolverine Trading
Illinois
$160K +$148K +17,826 New
Fifth Third Bancorp
12
Fifth Third Bancorp
Ohio
$152K +$141K +17,000 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$136K +$126K +15,164 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$99K
EPM
15
Equitec Proprietary Markets
Illinois
$88K -$218K -26,326 -73%
GT
16
Glenmede Trust
Pennsylvania
$65K +$60.6K +7,300 New
Morgan Stanley
17
Morgan Stanley
New York
$60K +$24.5K +2,948 +80%
TRCT
18
Tower Research Capital (TRC)
New York
$53K +$45.1K +5,431 +1,186%
Simplex Trading
19
Simplex Trading
Illinois
$25K +$18.9K +2,278 +382%
CG
20
Cutler Group
California
$6K +$1.66K +200 +40%
RFC
21
Regions Financial Corp
Alabama
$4K +$4.17K +502 New
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$3K
SWP
23
Stratos Wealth Partners
Ohio
$2K +$2.19K +264 New
APSP
24
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
PFO
25
Pathstone Family Office
New Jersey
$1K

SVVC Hedge Fund Activity: Q4 2017 in Review

34 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q4 2017, worth a combined $11.3M — down 1.5% from $11.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SVVC positions and 5 closed out — a net gain of 5 holders — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Independent Advisor Alliance, opening a new position worth an estimated $162K. The largest seller was Bulldog Investors, exiting entirely with an estimated $1.69M sold.

  • 34 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q4 2017, up from 30 in Q3 2017.
  • Funds reported $11.3M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q4 2017, down 1.5% quarter-over-quarter.
  • 10 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q4 2017 and 5 closed out, a net change of +5 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q4 2017 was Independent Advisor Alliance, an estimated $162K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q4 2017 was Bulldog Investors, an estimated $1.69M sold.

Based on aggregated 13F filings for Q4 2017.