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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

38 hedge funds and large institutions have $54.8M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more capital invested

Capital invested by funds: $41.2M → $54.8M (+$13.6M)

5% less funds holding

Funds holding: 4038 (-2)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
38
Holders Change
-2
Holders Change %
-5%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$10.7M +$1.15M +51,854 +13%
HK
2
Horizon Kinetics
New York
$9.02M
CS
3
Credit Suisse
Switzerland
$8.25M +$2.2M +98,681 +40%
RCM
4
Rivernorth Capital Management
Florida
$7.88M +$1.64M +73,601 +29%
MIG
5
Mariner Investment Group
New York
$4.1M +$3.8M +170,700 New
IA
6
Icon Advisers
Colorado
$2.79M +$2.59M +116,280 New
WAM
7
Weiss Asset Management
Massachusetts
$2.78M +$2.58M +115,921 New
AA
8
Ancora Advisors
Ohio
$1.75M -$1.05M -47,000 -39%
YCM
9
Yakira Capital Management
Connecticut
$1.39M +$1.29M +58,023 New
COLIM
10
City of London Investment Management
United Kingdom
$1.14M -$55.7K -2,500 -5%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$1.08M -$57.9K -2,600 -5%
BG
12
BlackRock Group
United Kingdom
$911K -$169K -7,590 -17%
Goldman Sachs
13
Goldman Sachs
New York
$636K +$230K +10,319 +64%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$518K +$46.1K +2,070 +11%
MERSOM
15
Municipal Employees' Retirement System of Michigan
Michigan
$372K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$258K -$19.6K -880 -8%
Morgan Stanley
17
Morgan Stanley
New York
$244K -$558K -25,070 -71%
Millennium Management
18
Millennium Management
New York
$210K +$195K +8,764 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$142K +$2.74K +123 +2%
PAM
20
Panagora Asset Management
Massachusetts
$120K +$111K +4,984 New
Invesco
21
Invesco
Georgia
$102K -$464K -20,848 -83%
U
22
UBS
Switzerland
$78K +$19.3K +865 +36%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$72K +$66.8K +3,000 New
Barclays
24
Barclays
United Kingdom
$66K -$42.6K -1,914 -41%
EWM
25
Edge Wealth Management
New York
$54K

SVVC Hedge Fund Activity: Q3 2014 in Review

38 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q3 2014, worth a combined $54.8M — up 33% from $41.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SVVC and 8 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 9 added.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $3.8M. The largest seller was Northern Trust, exiting entirely with an estimated $1.54M sold.

  • 38 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q3 2014, down from 40 in Q2 2014.
  • Funds reported $54.8M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q3 2014, up 33% quarter-over-quarter.
  • 8 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q3 2014 and 10 closed out, a net change of -2 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q3 2014 was Mariner Investment Group, an estimated $3.8M added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q3 2014 was Northern Trust, an estimated $1.54M sold.

Based on aggregated 13F filings for Q3 2014.