Icon Advisers’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Icon Advisers’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-36,800	Closed	-$274K	–	464
2016 Q2	$274K	Sell	36,800 -50,148	-58%	-$374K	0.02%	355
2016 Q1	$652K	Hold	86,948	–	–	0.05%	268
2015 Q4	$710K	Hold	86,948	–	–	0.05%	282
2015 Q3	$740K	Hold	86,948	–	–	0.05%	259
2015 Q2	$1.12M	Sell	86,948 -15,119	-15%	-$218K	0.07%	218
2015 Q1	$1.46M	Sell	102,067 -20,963	-17%	-$325K	0.09%	193
2014 Q4	$2.29M	Buy	123,030 +6,750	+6%	+$148K	0.14%	145
2014 Q3	$2.79M	Buy	+116,280	New	+$2.59M	0.16%	131

Other funds holding SVVC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Icon Advisers's SVVC Position: Q3 2016 in Review

Icon Advisers sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2016, closing a stake of 36,800 shares — an estimated $274K sold.

Icon Advisers first reported a position in SVVC in Q3 2014 and held it in 8 quarters. The position peaked at $2.79M in Q3 2014. 26 funds tracked by Wall St. Rank hold SVVC as of Q3 2016.

Icon Advisers reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2016 after selling out during the quarter.
Icon Advisers sold 36,800 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2016, an estimated $274K.
Icon Advisers first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q3 2014 and held it in 8 quarters.
Icon Advisers's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $2.79M in Q3 2014.
26 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2016.

Based on Icon Advisers's 13F filing for Q3 2016, filed 4 Nov 2016.