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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

26 hedge funds and large institutions have $11.2M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more call options, than puts

Call options by funds: $158K | Put options by funds: $101K

2% more capital invested

Capital invested by funds: $11M → $11.2M (+$221K)

10% less funds holding

Funds holding: 2926 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

67% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 6

Holders
26
Holders Change
-3
Holders Change %
-10.34%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
2
Reduced
6
Closed
5
Calls
$158K
Puts
$101K
Net Calls
+$57K
Net Calls Change
+$66K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$4.47M -$142K -19,678 -3%
BI
2
Bulldog Investors
New Jersey
$2.47M -$7.96K -1,100 -0.3%
EPM
3
Equitec Proprietary Markets
Illinois
$1.01M
AA
4
Ancora Advisors
Ohio
$785K -$54.3K -7,500 -7%
COLIM
5
City of London Investment Management
United Kingdom
$666K
RCM
6
Radcliffe Capital Management
Pennsylvania
$360K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$287K +$27.8K +3,838 +12%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$285K +$4.34K +600 +2%
Morgan Stanley
9
Morgan Stanley
New York
$213K -$4.79K -662 -2%
MHS
10
M Holdings Securities
Oregon
$204K +$188K +26,000 New
FO
11
FT Options
Illinois
$173K
YCM
12
Yakira Capital Management
Connecticut
$166K
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$88K +$82.4K +11,377 New
Creative Planning
14
Creative Planning
Kansas
$4K
Bank of America
15
Bank of America
North Carolina
$2K -$340 -47 -13%
APSP
16
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$1K
Citigroup
18
Citigroup
New York
$1K
PFO
19
Pathstone Family Office
New Jersey
$1K
RFA
20
Reilly Financial Advisors
California
$1K
SWA
21
Sutton Wealth Advisors
Florida
$16 -$1.21K -167 -99%
IA
22
Icon Advisers
Colorado
-$274K -36,800 Closed
JG
23
Jefferies Group
New York
-$157K -21,021 Closed
UBS Group
24
UBS Group
Switzerland
-$13K -1,727 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$2K -352 Closed

SVVC Hedge Fund Activity: Q3 2016 in Review

26 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q3 2016, worth a combined $11.2M — up 2% from $11M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SVVC and 2 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 2 added.

The largest buyer was M Holdings Securities, opening a new position worth an estimated $188K. The largest seller was Icon Advisers, exiting entirely with an estimated $274K sold.

  • 26 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q3 2016, down from 29 in Q2 2016.
  • Funds reported $11.2M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q3 2016, up 2% quarter-over-quarter.
  • 2 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q3 2016 and 5 closed out, a net change of -3 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q3 2016 was M Holdings Securities, an estimated $188K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q3 2016 was Icon Advisers, an estimated $274K sold.

Based on aggregated 13F filings for Q3 2016.