Jefferies Group’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Jefferies Group’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-21,021	Closed	-$157K	–	2518
2016 Q2	$157K	Sell	21,021 -1,067	-5%	-$7.95K	﹤0.01%	1865
2016 Q1	$166K	Sell	22,088 -2,800	-11%	-$20.2K	﹤0.01%	1885
2015 Q4	$203K	Hold	24,888	–	–	﹤0.01%	1942
2015 Q3	$212K	Sell	24,888 -175	-0.7%	-$1.88K	﹤0.01%	1912
2015 Q2	$323K	Buy	25,063 +175	+0.7%	+$2.52K	﹤0.01%	1756
2015 Q1	$357K	Buy	+24,888	New	+$386K	﹤0.01%	1523

Other funds holding SVVC

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.32B AUM 1.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $731M AUM 34.87% 1-Year Est. Return

Jefferies Group's SVVC Position: Q3 2016 in Review

Jefferies Group sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2016, closing a stake of 21,021 shares — an estimated $157K sold.

Jefferies Group first reported a position in SVVC in Q1 2015 and held it in 6 quarters. The position peaked at $357K in Q1 2015. 26 funds tracked by Wall St. Rank hold SVVC as of Q3 2016.

Jefferies Group reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2016 after selling out during the quarter.
Jefferies Group sold 21,021 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2016, an estimated $157K.
Jefferies Group first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q1 2015 and held it in 6 quarters.
Jefferies Group's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $357K in Q1 2015.
26 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2016.

Based on Jefferies Group's 13F filing for Q3 2016, filed 14 Nov 2016.