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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

32 hedge funds and large institutions have $16.4M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more capital invested

Capital invested by funds: $10.8M → $16.4M (+$5.57M)

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0% more funds holding

Funds holding: 3232 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6K

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
8
Reduced
6
Closed
8
Calls
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$6.14M +$5.75M +721,410 New
CS
2
Credit Suisse
Switzerland
$3.58M +$24.2K +3,033 +0.7%
SIA
3
Sit Investment Associates
Minnesota
$1.59M -$784K -98,345 -34%
EPM
4
Equitec Proprietary Markets
Illinois
$1.35M +$1.32M +165,543 New
COLIM
5
City of London Investment Management
United Kingdom
$899K
IA
6
Icon Advisers
Colorado
$710K
AA
7
Ancora Advisors
Ohio
$478K -$91.6K -11,493 -16%
RCM
8
Radcliffe Capital Management
Pennsylvania
$375K +$365K +45,844 New
Morgan Stanley
9
Morgan Stanley
New York
$261K -$34.7K -4,358 -12%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$258K +$53.2K +6,675 +27%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$223K +$26.8K +3,369 +14%
JG
12
Jefferies Group
New York
$203K
YCM
13
Yakira Capital Management
Connecticut
$173K
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$43K +$813 +102 +2%
UBS Group
15
UBS Group
Switzerland
$37K +$28.4K +3,565 +390%
CG
16
Cutler Group
California
$23K +$22.7K +2,851 New
EWM
17
Edge Wealth Management
New York
$16K
Deutsche Bank
18
Deutsche Bank
Germany
$13K +$13.4K +1,688 New
Creative Planning
19
Creative Planning
Kansas
$12K +$8.08K +1,014 +199%
Simplex Trading
20
Simplex Trading
Illinois
$8K +$7.97K +1,000 New
Wells Fargo
21
Wells Fargo
California
$7K +$4.78K +600 +300%
PI
22
PineBridge Investments
New York
$5K
Bank of America
23
Bank of America
North Carolina
$3K -$159 -20 -5%
TRCT
24
Tower Research Capital (TRC)
New York
$1K -$9.74K -1,222 -89%
Citigroup
25
Citigroup
New York
$1K -$2.5K -314 -67%

SVVC Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q4 2015, worth a combined $16.4M — up 51% from $10.8M a quarter earlier.

Fund positioning in SVVC was balanced in Q4 2015: 8 funds opened new positions, 8 closed out, 8 added to existing stakes and 6 trimmed.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $5.75M. The largest seller was Sit Investment Associates, cutting an estimated $784K.

  • 32 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $16.4M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q4 2015, up 51% quarter-over-quarter.
  • 8 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q4 2015 and 8 closed out, a net change of 0 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q4 2015 was Bulldog Investors, an estimated $5.75M added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q4 2015 was Sit Investment Associates, an estimated $784K sold.

Based on aggregated 13F filings for Q4 2015.