Sit Investment Associates’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Sit Investment Associates’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-87,449	Closed	-$656K	–	477
2016 Q1	$656K	Sell	87,449 -106,949	-55%	-$773K	0.01%	346
2015 Q4	$1.59M	Sell	194,398 -98,345	-34%	-$784K	0.03%	267
2015 Q3	$2.49M	Sell	292,743 -39,914	-12%	-$429K	0.05%	223
2015 Q2	$4.29M	Sell	332,657 -3,483	-1%	-$50.2K	0.08%	170
2015 Q1	$4.82M	Sell	336,140 -110,171	-25%	-$1.71M	0.08%	166
2014 Q4	$8.32M	Hold	446,311	–	–	0.14%	152
2014 Q3	$10.7M	Buy	446,311 +51,854	+13%	+$1.15M	0.19%	124
2014 Q2	$8.38M	Buy	394,457 +229,447	+139%	+$4.77M	0.14%	155
2014 Q1	$3.52M	Hold	165,010	–	–	0.06%	232
2013 Q4	$3.82M	Sell	165,010 -66,056	-29%	-$1.54M	0.07%	216
2013 Q3	$5.66M	Buy	231,066 +29,388	+15%	+$653K	0.11%	173
2013 Q2	$4M	Buy	+201,678	New	+$3.87M	0.08%	196

Other funds holding SVVC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Sit Investment Associates's SVVC Position: Q2 2016 in Review

Sit Investment Associates sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q2 2016, closing a stake of 87,449 shares — an estimated $656K sold.

Sit Investment Associates first reported a position in SVVC in Q2 2013 and held it in 12 quarters. The position peaked at $10.7M in Q3 2014. 29 funds tracked by Wall St. Rank hold SVVC as of Q2 2016.

Sit Investment Associates reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q2 2016 after selling out during the quarter.
Sit Investment Associates sold 87,449 Firsthand Technology Value Fund, Inc. Common Stock shares in Q2 2016, an estimated $656K.
Sit Investment Associates first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 12 quarters.
Sit Investment Associates's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $10.7M in Q3 2014.
29 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q2 2016.

Based on Sit Investment Associates's 13F filing for Q2 2016, filed 28 Jul 2016.