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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

30 hedge funds and large institutions have $9.56M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 3230 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

42% less capital invested

Capital invested by funds: $16.4M → $9.56M (-$6.86M)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6K

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
11
Closed
6
Calls
Puts
$6K
Net Calls
-$6K
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$3.45M -$1.89M -262,010 -36%
EPM
2
Equitec Proprietary Markets
Illinois
$975K -$257K -35,579 -21%
AA
3
Ancora Advisors
Ohio
$825K +$372K +51,440 +88%
SIA
4
Sit Investment Associates
Minnesota
$656K -$773K -106,949 -55%
IA
5
Icon Advisers
Colorado
$652K
Wells Fargo
6
Wells Fargo
California
$641K +$611K +84,593 +10,574%
COLIM
7
City of London Investment Management
United Kingdom
$640K -$160K -22,079 -21%
RCM
8
Radcliffe Capital Management
Pennsylvania
$344K
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$263K +$25.4K +3,515 +11%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$247K +$40.4K +5,586 +20%
Morgan Stanley
11
Morgan Stanley
New York
$225K -$14K -1,938 -6%
FO
12
FT Options
Illinois
$167K +$161K +22,238 New
JG
13
Jefferies Group
New York
$166K -$20.2K -2,800 -11%
YCM
14
Yakira Capital Management
Connecticut
$159K
CS
15
Credit Suisse
Switzerland
$111K -$3.06M -423,839 -97%
CG
16
Cutler Group
California
$13K -$7.22K -1,000 -35%
Simplex Trading
17
Simplex Trading
Illinois
$7K
Creative Planning
18
Creative Planning
Kansas
$5K -$5.71K -791 -52%
PI
19
PineBridge Investments
New York
$5K
TRCT
20
Tower Research Capital (TRC)
New York
$4K +$2.25K +311 +199%
Bank of America
21
Bank of America
North Carolina
$2K -$708 -98 -24%
SWA
22
Sutton Wealth Advisors
Florida
$1.27K +$1.22K +169 New
Citigroup
23
Citigroup
New York
$1K -$144 -20 -13%
APSP
24
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
PFO
25
Pathstone Family Office
New Jersey
$1K +$585 +81 New

SVVC Hedge Fund Activity: Q1 2016 in Review

30 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q1 2016, worth a combined $9.56M — down 42% from $16.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SVVC and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 5 added.

The largest buyer was Wells Fargo, adding an estimated $611K. The largest seller was Credit Suisse, cutting an estimated $3.06M.

  • 30 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q1 2016, down from 32 in Q4 2015.
  • Funds reported $9.56M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q1 2016, down 42% quarter-over-quarter.
  • 4 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q1 2016 and 6 closed out, a net change of -2 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q1 2016 was Wells Fargo, an estimated $611K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q1 2016 was Credit Suisse, an estimated $3.06M sold.

Based on aggregated 13F filings for Q1 2016.