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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

32 hedge funds and large institutions have $7.13M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

33% more capital invested

Capital invested by funds: $5.37M → $7.13M (+$1.77M)

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

7% more funds holding

Funds holding: 3032 (+2)

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
4
Closed
6
Calls
$759K
Puts
Net Calls
+$759K
Net Calls Change
+$594K
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
1
Geneos Wealth Management
Colorado
$1.76M -$34.8K -2,392 -2%
YCM
2
Yakira Capital Management
Connecticut
$820K +$37.9K +2,600 +6%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$706K -$76.7K -5,265 -11%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$678K +$304K +20,835 +109%
CCP
5
Clough Capital Partners
Massachusetts
$557K +$200K +13,700 +71%
SG
6
StoneX Group
New York
$510K +$115K +7,924 +36%
FIA
7
FNY Investment Advisers
New York
$452K +$115K +7,900 +42%
PM
8
Precept Management
Texas
$424K
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$391K +$336K +23,078 New
Fifth Third Bancorp
10
Fifth Third Bancorp
Ohio
$249K
RJFSA
11
Raymond James Financial Services Advisors
Florida
$187K
Wells Fargo
12
Wells Fargo
California
$182K -$223K -15,317 -59%
Morgan Stanley
13
Morgan Stanley
New York
$90K -$17.5K -1,200 -18%
Simplex Trading
14
Simplex Trading
Illinois
$49K +$42.1K +2,893 New
FHB
15
First Hawaiian Bank
Hawaii
$45K +$38.8K +2,660 New
RFC
16
Regions Financial Corp
Alabama
$9K
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$5K
SWP
18
Stratos Wealth Partners
Ohio
$4K +$3.85K +264 New
SWM
19
SeaCrest Wealth Management
New York
$3K
APSP
20
Asset Planning Services (Pennsylvania)
Pennsylvania
$2K
APP
21
Avantax Planning Partners
Iowa
$2K +$2.07K +142 New
GWS
22
Glassman Wealth Services
Virginia
$1K
IA
23
IFP Advisors
Florida
$1K
RFA
24
Reilly Financial Advisors
California
$1K
Macquarie Group
25
Macquarie Group
Australia
$1K +$728 +50 New

SVVC Hedge Fund Activity: Q3 2018 in Review

32 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q3 2018, worth a combined $7.13M — up 33% from $5.37M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SVVC positions and 6 closed out — a net gain of 2 holders — while 5 added to existing stakes and 4 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $336K. The largest seller was Wells Fargo, cutting an estimated $223K.

  • 32 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q3 2018, up from 30 in Q2 2018.
  • Funds reported $7.13M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q3 2018, up 33% quarter-over-quarter.
  • 8 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q3 2018 and 6 closed out, a net change of +2 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q3 2018 was Thomas J. Herzfeld Advisors, an estimated $336K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q3 2018 was Wells Fargo, an estimated $223K sold.

Based on aggregated 13F filings for Q3 2018.