StoneX Group’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

StoneX Group’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-14,979	Closed	-$61K	–	346
2020 Q2	$61K	Sell	14,979 -3,150	-17%	-$11.3K	0.02%	292
2020 Q1	$67K	Sell	18,129 -13,906	-43%	-$79.5K	0.04%	246
2019 Q4	$206K	Sell	32,035 -19,869	-38%	-$131K	0.08%	286
2019 Q3	$397K	Buy	51,904 +7,980	+18%	+$65.8K	0.25%	139
2019 Q2	$409K	Buy	43,924 +15,714	+56%	+$172K	0.26%	120
2019 Q1	$374K	Buy	28,210 +1,755	+7%	+$23.4K	0.28%	122
2018 Q4	$296K	Sell	26,455 -3,632	-12%	-$48.6K	0.29%	140
2018 Q3	$510K	Buy	30,087 +7,924	+36%	+$115K	0.38%	86
2018 Q2	$314K	Buy	+22,163	New	+$268K	0.27%	138

Other funds holding SVVC

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

StoneX Group's SVVC Position: Q3 2020 in Review

StoneX Group sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2020, closing a stake of 14,979 shares — an estimated $61K sold.

StoneX Group first reported a position in SVVC in Q2 2018 and held it in 9 quarters. The position peaked at $510K in Q3 2018. 23 funds tracked by Wall St. Rank hold SVVC as of Q3 2020.

StoneX Group reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2020 after selling out during the quarter.
StoneX Group sold 14,979 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2020, an estimated $61K.
StoneX Group first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2018 and held it in 9 quarters.
StoneX Group's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $510K in Q3 2018.
23 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2020.

Based on StoneX Group's 13F filing for Q3 2020, filed 12 Nov 2020.