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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

30 hedge funds and large institutions have $5.12M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

464% more call options, than puts

Call options by funds: $541K | Put options by funds: $96K

6% less funds holding

Funds holding: 3230 (-2)

27% less capital invested

Capital invested by funds: $6.99M → $5.12M (-$1.88M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
9
Closed
6
Calls
$541K
Puts
$96K
Net Calls
+$445K
Net Calls Change
+$661K
Name Holding Trade Value Shares
Change
Change in
Stake
BCA
1
Biltmore Capital Advisors
New Jersey
$1.26M -$772K -116,802 -37%
GWM
2
Geneos Wealth Management
Colorado
$654K
YCM
3
Yakira Capital Management
Connecticut
$581K +$57.9K +8,764 +11%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$399K -$70.8K -10,712 -15%
AA
5
Ancora Advisors
Ohio
$340K +$59.5K +9,000 +20%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$325K -$164K -24,868 -33%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$319K +$60.7K +9,178 +23%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$217K -$35.7K -5,403 -14%
SG
9
StoneX Group
New York
$206K -$131K -19,869 -38%
IAA
10
Independent Advisor Alliance
North Carolina
$191K +$87.2K +13,193 +80%
CL
11
CSS LLC
Illinois
$190K -$6.52K -987 -3%
GPFA
12
Game Plan Financial Advisors
Ohio
$168K +$172K +26,065 New
Group One Trading
13
Group One Trading
Illinois
$79K -$24.5K -3,706 -23%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$71K
Wells Fargo
15
Wells Fargo
California
$60K +$5.96K +902 +11%
Simplex Trading
16
Simplex Trading
Illinois
$26K +$18.6K +2,808 +202%
Bank of America
17
Bank of America
North Carolina
$10K
CG
18
Cutler Group
California
$9K +$9.91K +1,500 New
SIAP
19
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$5K
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$2K
SW
21
SVB Wealth
Massachusetts
$2K +$2.46K +372 New
UBS Group
22
UBS Group
Switzerland
$1K -$1.43K -217 -52%
RFA
23
Reilly Financial Advisors
California
$1K
SWA
24
Sutton Wealth Advisors
Florida
$13
CFN
25
Cordasco Financial Network
Florida
-$23K -3,052 Closed

SVVC Hedge Fund Activity: Q4 2019 in Review

30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q4 2019, worth a combined $5.12M — down 27% from $6.99M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SVVC and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 6 added.

The largest buyer was Independent Advisor Alliance, adding an estimated $87.2K. The largest seller was Biltmore Capital Advisors, cutting an estimated $772K.

  • 30 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q4 2019, down from 32 in Q3 2019.
  • Funds reported $5.12M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q4 2019, down 27% quarter-over-quarter.
  • 4 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q4 2019 and 6 closed out, a net change of -2 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q4 2019 was Independent Advisor Alliance, an estimated $87.2K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q4 2019 was Biltmore Capital Advisors, an estimated $772K sold.

Based on aggregated 13F filings for Q4 2019.