Independent Advisor Alliance’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Independent Advisor Alliance’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-24,100	Closed	-$44K	–	659
2022 Q2	$44K	Hold	24,100	–	–	﹤0.01%	599
2022 Q1	$84K	Hold	24,100	–	–	﹤0.01%	633
2021 Q4	$97K	Hold	24,100	–	–	﹤0.01%	645
2021 Q3	$114K	Hold	24,100	–	–	0.01%	605
2021 Q2	$137K	Sell	24,100 -43	-0.2%	-$258	0.01%	600
2021 Q1	$129K	Sell	24,143 -757	-3%	-$4.42K	0.01%	571
2020 Q4	$111K	Sell	24,900 -5,951	-19%	-$23.3K	0.01%	527
2020 Q3	$127K	Buy	30,851 +2,200	+8%	+$10.3K	0.01%	470
2020 Q2	$117K	Buy	28,651 +6,300	+28%	+$22.6K	0.01%	460
2020 Q1	$83K	Sell	22,351 -7,343	-25%	-$42K	0.01%	396
2019 Q4	$191K	Buy	29,694 +13,193	+80%	+$87.2K	0.01%	829
2019 Q3	$126K	Buy	16,501 +2,600	+19%	+$21.4K	0.02%	434
2019 Q2	$129K	Buy	13,901 +2,001	+17%	+$21.9K	0.02%	393
2019 Q1	$158K	Buy	+11,900	New	+$159K	0.02%	413
2018 Q1	–	Sell	-19,515	Closed	-$183K	–	366
2017 Q4	$183K	Buy	+19,515	New	+$162K	0.04%	302

Other funds holding SVVC

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

GPFA

Game Plan Financial Advisors Westlake, Ohio $269M AUM 28.74% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.74B AUM 34.09% 1-Year Est. Return

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

EWM

Endowment Wealth Management Appleton, Wisconsin $259M AUM 15.06% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Independent Advisor Alliance's SVVC Position: Q3 2022 in Review

Independent Advisor Alliance sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2022, closing a stake of 24,100 shares — an estimated $44K sold.

Independent Advisor Alliance first reported a position in SVVC in Q4 2017 and held it in 15 quarters. The position peaked at $191K in Q4 2019. 19 funds tracked by Wall St. Rank hold SVVC as of Q3 2022.

Independent Advisor Alliance reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2022 after selling out during the quarter.
Independent Advisor Alliance sold 24,100 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2022, an estimated $44K.
Independent Advisor Alliance first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2017 and held it in 15 quarters.
Independent Advisor Alliance's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $191K in Q4 2019.
19 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2022.

Based on Independent Advisor Alliance's 13F filing for Q3 2022, filed 4 Nov 2022.