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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

23 hedge funds and large institutions have $2.19M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

534% more call options, than puts

Call options by funds: $463K | Put options by funds: $73K

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

32% more capital invested

Capital invested by funds: $1.66M → $2.19M (+$528K)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

5% more funds holding

Funds holding: 2223 (+1)

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
6
Closed
3
Calls
$463K
Puts
$73K
Net Calls
+$390K
Net Calls Change
+$288K
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
1
Geneos Wealth Management
Colorado
$641K +$15.2K +2,600 +3%
YCM
2
Yakira Capital Management
Connecticut
$455K
GPFA
3
Game Plan Financial Advisors
Ohio
$301K +$108K +18,451 +50%
Osaic Holdings
4
Osaic Holdings
Arizona
$256K +$5.8K +992 +2%
IAA
5
Independent Advisor Alliance
North Carolina
$129K -$4.42K -757 -3%
Citadel Advisors
6
Citadel Advisors
Florida
$100K +$108K +18,449 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$91K +$98.7K +16,896 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$59K
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$46K -$61.4K -10,507 -55%
Wells Fargo
10
Wells Fargo
California
$25K +$11.6K +1,985 +73%
Simplex Trading
11
Simplex Trading
Illinois
$23K +$20.7K +3,540 +455%
Group One Trading
12
Group One Trading
Illinois
$22K +$24K +4,100 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$16K -$20.1K -3,447 -54%
Morgan Stanley
14
Morgan Stanley
New York
$11K -$16.8K -2,871 -58%
MAM
15
McCarthy Asset Management
California
$5K -$2.04K -350 -29%
Bank of America
16
Bank of America
North Carolina
$4K +$2.88K +493 +169%
SW
17
SVB Wealth
Massachusetts
$1K
UBS Group
18
UBS Group
Switzerland
$1K +$321 +55 +28%
Wolverine Trading
19
Wolverine Trading
Illinois
-$83.7K -14,334 Closed
CG
20
Cutler Group
California
-$2K -500 Closed
RFA
21
Reilly Financial Advisors
California
-$41 -7 -8%
HI
22
Harbour Investments
Wisconsin
+$269 +46 New

SVVC Hedge Fund Activity: Q1 2021 in Review

23 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q1 2021, worth a combined $2.19M — up 32% from $1.66M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SVVC positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Game Plan Financial Advisors, adding an estimated $108K. The largest seller was Wolverine Trading, exiting entirely with an estimated $83.7K sold.

  • 23 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q1 2021, up from 22 in Q4 2020.
  • Funds reported $2.19M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q1 2021, up 32% quarter-over-quarter.
  • 4 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q1 2021 and 3 closed out, a net change of +1 holder.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q1 2021 was Game Plan Financial Advisors, an estimated $108K added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q1 2021 was Wolverine Trading, an estimated $83.7K sold.

Based on aggregated 13F filings for Q1 2021.