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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

29 hedge funds and large institutions have $11.5M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

12% more funds holding

Funds holding: 2629 (+3)

3% more capital invested

Capital invested by funds: $11.2M → $11.5M (+$284K)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
2
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.53M +$1.21M +150,990 +27%
BI
2
Bulldog Investors
New Jersey
$2.14M -$292K -36,552 -12%
EPM
3
Equitec Proprietary Markets
Illinois
$749K -$249K -31,239 -24%
COLIM
4
City of London Investment Management
United Kingdom
$655K
AA
5
Ancora Advisors
Ohio
$396K -$386K -48,341 -48%
RCM
6
Radcliffe Capital Management
Pennsylvania
$352K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$288K +$7.99K +1,000 +3%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$277K -$1.33K -166 -0.5%
Morgan Stanley
9
Morgan Stanley
New York
$203K -$5.27K -660 -2%
MHS
10
M Holdings Securities
Oregon
$199K
PM
11
Precept Management
Texas
$192K +$200K +25,000 New
FO
12
FT Options
Illinois
$171K
YCM
13
Yakira Capital Management
Connecticut
$162K
RJFSA
14
Raymond James Financial Services Advisors
Florida
$84K +$87.8K +11,000 New
AIM
15
Acrospire Investment Management
Illinois
$72K +$75.3K +9,424 New
Creative Planning
16
Creative Planning
Kansas
$4K
UBS Group
17
UBS Group
Switzerland
$4K +$4.3K +539 New
WT
18
Whittier Trust
California
$3K +$3.22K +403 New
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$1.84K +231 New
APSP
20
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$1K
RFA
22
Reilly Financial Advisors
California
$1K
SWA
23
Sutton Wealth Advisors
Florida
$15
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$88K -11,377 Closed
Bank of America
25
Bank of America
North Carolina
-$2K -309 Closed

SVVC Hedge Fund Activity: Q4 2016 in Review

29 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q4 2016, worth a combined $11.5M — up 2.5% from $11.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SVVC positions and 4 closed out — a net gain of 3 holders — while 2 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.21M. The largest seller was Ancora Advisors, cutting an estimated $386K.

  • 29 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q4 2016, up from 26 in Q3 2016.
  • Funds reported $11.5M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q4 2016, up 2.5% quarter-over-quarter.
  • 7 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q4 2016 and 4 closed out, a net change of +3 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q4 2016 was Wells Fargo, an estimated $1.21M added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q4 2016 was Ancora Advisors, an estimated $386K sold.

Based on aggregated 13F filings for Q4 2016.