LTFS
SVVC

Ladenburg Thalmann Financial Services’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SVVC Stock Details SVVC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$319K Buy
49,679
+9,178
+23% +$60.7K ﹤0.01% 2169
2019
Q3 		$310K Buy
40,501
+5,300
+15% +$43.7K ﹤0.01% 2145
2019
Q2 		$328K Buy
35,201
+232
+0.7% +$2.54K ﹤0.01% 2081
2019
Q1 		$464K Sell
34,969
-7,493
-18% -$100K ﹤0.01% 1745
2018
Q4 		$476K Buy
42,462
+787
+2% +$10.5K ﹤0.01% 1562
2018
Q3 		$706K Sell
41,675
-5,265
-11% -$76.7K 0.01% 1360
2018
Q2 		$530K Hold
46,940
– – ﹤0.01% 1514
2018
Q1 		$530K Buy
46,940
+6,506
+16% +$67.7K ﹤0.01% 1514
2017
Q4 		$363K Buy
40,434
+1,889
+5% +$15.7K ﹤0.01% 1772
2017
Q3 		$309K Buy
38,545
+2,476
+7% +$19.4K ﹤0.01% 1778
2017
Q2 		$303K Buy
36,069
+11
+0% +$92 ﹤0.01% 1731
2017
Q1 		$288K Sell
36,058
-179
-0.5% -$1.44K ﹤0.01% 1662
2016
Q4 		$277K Sell
36,237
-166
-0.5% -$1.33K ﹤0.01% 1608
2016
Q3 		$285K Buy
36,403
+600
+2% +$4.34K ﹤0.01% 1515
2016
Q2 		$266K Buy
35,803
+718
+2% +$5.35K ﹤0.01% 1489
2016
Q1 		$263K Buy
35,085
+3,515
+11% +$25.4K ﹤0.01% 1426
2015
Q4 		$258K Buy
31,570
+6,675
+27% +$53.2K ﹤0.01% 1411
2015
Q3 		$212K Buy
24,895
+2,035
+9% +$21.9K ﹤0.01% 1450
2015
Q2 		$295K Buy
22,860
+2,034
+10% +$29.3K 0.01% 1343
2015
Q1 		$299K Buy
20,826
+1,675
+9% +$26K 0.01% 1320
2014
Q4 		$357K Sell
19,151
-2,412
-11% -$52.8K 0.01% 1097
2014
Q3 		$518K Buy
21,563
+2,070
+11% +$46.1K 0.01% 768
2014
Q2 		$414K Buy
19,493
+6,238
+47% +$130K 0.01% 847
2014
Q1 		$283K Sell
13,255
-1,820
-12% -$42.6K 0.01% 962
2013
Q4 		$349K Sell
15,075
-3,790
-20% -$88.3K 0.01% 832
2013
Q3 		$462K Sell
18,865
-5,745
-23% -$128K 0.02% 691
2013
Q2 		$489K Buy
+24,610
New +$472K 0.02% 630

Other funds holding SVVC

BCA
Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SG
StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SVVC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Firsthand Technology Value Fund, Inc. Common Stock (SVVC) stake by 23% in Q4 2019, buying an estimated $60.7K and bringing the position to 49,679 shares worth $319K. The position accounts for ﹤0.01% of the portfolio, ranked #2169.

Ladenburg Thalmann Financial Services first reported a position in SVVC in Q2 2013 and has held it in 27 quarters since. The position peaked at $706K in Q3 2018. 30 funds tracked by Wall St. Rank hold SVVC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 49,679 shares of Firsthand Technology Value Fund, Inc. Common Stock worth $319K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 9,178 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2019, an estimated $60.7K.
  • Firsthand Technology Value Fund, Inc. Common Stock made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2169 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $706K in Q3 2018.
  • 30 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.