Clough Capital Partners’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Clough Capital Partners’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-28,500	Closed	-$265K	–	122
2019 Q2	$265K	Buy	28,500 +11,200	+65%	+$122K	0.03%	96
2019 Q1	$230K	Buy	+17,300	New	+$231K	0.02%	121
2018 Q4	–	Sell	-32,900	Closed	-$557K	–	189
2018 Q3	$557K	Buy	32,900 +13,700	+71%	+$200K	0.05%	109
2018 Q2	$272K	Buy	+19,200	New	+$232K	0.02%	124
2017 Q4	–	Sell	-22,400	Closed	-$179K	–	154
2017 Q3	$179K	Buy	+22,400	New	+$175K	0.01%	112

Other funds holding SVVC

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Clough Capital Partners's SVVC Position: Q3 2019 in Review

Clough Capital Partners sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2019, closing a stake of 28,500 shares — an estimated $265K sold.

Clough Capital Partners first reported a position in SVVC in Q3 2017 and held it in 5 quarters. The position peaked at $557K in Q3 2018. 32 funds tracked by Wall St. Rank hold SVVC as of Q3 2019.

Clough Capital Partners reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2019 after selling out during the quarter.
Clough Capital Partners sold 28,500 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2019, an estimated $265K.
Clough Capital Partners first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q3 2017 and held it in 5 quarters.
Clough Capital Partners's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $557K in Q3 2018.
32 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2019.

Based on Clough Capital Partners's 13F filing for Q3 2019, filed 14 Nov 2019.