City of London Investment Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

City of London Investment Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-53,880	Closed	-$609K	–	107
2018 Q1	$609K	Hold	53,880	–	–	0.04%	83
2017 Q4	$483K	Hold	53,880	–	–	0.03%	79
2017 Q3	$431K	Sell	53,880 -31,461	-37%	-$246K	0.03%	72
2017 Q2	$717K	Hold	85,341	–	–	0.05%	60
2017 Q1	$680K	Hold	85,341	–	–	0.05%	66
2016 Q4	$655K	Hold	85,341	–	–	0.05%	69
2016 Q3	$666K	Hold	85,341	–	–	0.05%	65
2016 Q2	$635K	Hold	85,341	–	–	0.05%	66
2016 Q1	$640K	Sell	85,341 -22,079	-21%	-$160K	0.05%	96
2015 Q4	$899K	Hold	107,420	–	–	0.07%	103
2015 Q3	$917K	Buy	107,420 +38,505	+56%	+$414K	0.08%	101
2015 Q2	$888K	Buy	68,915 +36,064	+110%	+$520K	0.07%	96
2015 Q1	$471K	Buy	32,851 +2,188	+7%	+$33.9K	0.04%	94
2014 Q4	$571K	Sell	30,663 -16,837	-35%	-$369K	0.04%	95
2014 Q3	$1.14M	Sell	47,500 -2,500	-5%	-$55.7K	0.08%	54
2014 Q2	$1.06M	Buy	+50,000	New	+$1.04M	0.08%	53

Other funds holding SVVC

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.8% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Precept Management Dallas, Texas $126M AUM 36.77% 1-Year Est. Return

StoneX Group New York $2.48B AUM 33.54% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FIA

FNY Investment Advisers New York $278M AUM 98.99% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

City of London Investment Management's SVVC Position: Q2 2018 in Review

City of London Investment Management sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q2 2018, closing a stake of 53,880 shares — an estimated $609K sold.

City of London Investment Management first reported a position in SVVC in Q2 2014 and held it in 16 quarters. The position peaked at $1.14M in Q3 2014. 30 funds tracked by Wall St. Rank hold SVVC as of Q2 2018.

City of London Investment Management reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q2 2018 after selling out during the quarter.
City of London Investment Management sold 53,880 Firsthand Technology Value Fund, Inc. Common Stock shares in Q2 2018, an estimated $609K.
City of London Investment Management first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2014 and held it in 16 quarters.
City of London Investment Management's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $1.14M in Q3 2014.
30 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q2 2018.

Based on City of London Investment Management's 13F filing for Q2 2018, filed 10 Aug 2018.