Precept Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Precept Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-25,000	Closed	-$280K	–	60
2018 Q4	$280K	Hold	25,000	–	–	0.11%	34
2018 Q3	$424K	Hold	25,000	–	–	0.12%	65
2018 Q2	$354K	Hold	25,000	–	–	0.11%	71
2018 Q1	$282K	Hold	25,000	–	–	0.12%	66
2017 Q4	$224K	Hold	25,000	–	–	0.13%	57
2017 Q3	$200K	Hold	25,000	–	–	0.16%	53
2017 Q2	$210K	Hold	25,000	–	–	0.13%	69
2017 Q1	$199K	Hold	25,000	–	–	0.2%	45
2016 Q4	$192K	Buy	+25,000	New	+$200K	0.14%	49

Other funds holding SVVC

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

StoneX Group New York $2.48B AUM 33.54% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Precept Management's SVVC Position: Q1 2019 in Review

Precept Management sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q1 2019, closing a stake of 25,000 shares — an estimated $280K sold.

Precept Management first reported a position in SVVC in Q4 2016 and held it in 9 quarters. The position peaked at $424K in Q3 2018. 36 funds tracked by Wall St. Rank hold SVVC as of Q1 2019.

Precept Management reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q1 2019 after selling out during the quarter.
Precept Management sold 25,000 Firsthand Technology Value Fund, Inc. Common Stock shares in Q1 2019, an estimated $280K.
Precept Management first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2016 and held it in 9 quarters.
Precept Management's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $424K in Q3 2018.
36 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q1 2019.

Based on Precept Management's 13F filing for Q1 2019, filed 15 May 2019.