Precept Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Precept Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-25,000	Closed	-$280K	–	61
2018 Q4	$280K	Hold	25,000	–	–	0.29%	34
2018 Q3	$424K	Hold	25,000	–	–	0.22%	65
2018 Q2	$354K	Hold	25,000	–	–	0.2%	71
2018 Q1	$282K	Hold	25,000	–	–	0.19%	66
2017 Q4	$224K	Hold	25,000	–	–	0.19%	57
2017 Q3	$200K	Hold	25,000	–	–	0.17%	53
2017 Q2	$210K	Hold	25,000	–	–	0.15%	69
2017 Q1	$199K	Hold	25,000	–	–	0.2%	45
2016 Q4	$192K	Buy	+25,000	New	+$200K	0.18%	49

Other funds holding SVVC

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $77.3B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

CSS LLC Chicago, Illinois $1.8B AUM 59.56% 1-Year Est. Return

Wolverine Trading

Wolverine Trading Chicago, Illinois $4.96B AUM 31.83% 1-Year Est. Return