FT Options’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

FT Options’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$88K	Sell	11,000 -9,000	-45%	-$70.5K	0.13%	106
2017 Q2	$168K	Sell	20,000 -2,238	-10%	-$18.7K	0.29%	62
2017 Q1	$177K	Hold	22,238	–	–	0.23%	85
2016 Q4	$171K	Hold	22,238	–	–	0.2%	78
2016 Q3	$173K	Hold	22,238	–	–	0.14%	115
2016 Q2	$165K	Hold	22,238	–	–	0.14%	115
2016 Q1	$167K	Buy	+22,238	New	+$161K	0.17%	95

Other funds holding SVVC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

FT Options's SVVC Position: Q3 2017 in Review

FT Options reduced its Firsthand Technology Value Fund, Inc. Common Stock (SVVC) stake by 45% in Q3 2017, selling an estimated $70.5K and leaving 11,000 shares worth $88K. The position accounts for 0.13% of the portfolio, ranked #106.

FT Options first reported a position in SVVC in Q1 2016 and has held it in 7 quarters since. The position peaked at $177K in Q1 2017. 30 funds tracked by Wall St. Rank hold SVVC as of Q3 2017.

FT Options held 11,000 shares of Firsthand Technology Value Fund, Inc. Common Stock worth $88K as of Q3 2017.
FT Options sold 9,000 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2017, an estimated $70.5K.
Firsthand Technology Value Fund, Inc. Common Stock made up 0.13% of FT Options's portfolio in Q3 2017, its #106 holding.
FT Options first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q1 2016 and has held it in 7 quarters since.
FT Options's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $177K in Q1 2017.
30 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2017.

Based on FT Options's 13F filing for Q3 2017, filed 13 Nov 2017.