BNP Paribas Financial Markets’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

BNP Paribas Financial Markets’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-51,432	Closed	-$438K	–	3651
2015 Q3	$438K	Sell	51,432 -106,700	-67%	-$1.15M	﹤0.01%	1433
2015 Q2	$2.03M	Hold	158,132	–	–	0.01%	870
2015 Q1	$2.27M	Sell	158,132 -205,524	-57%	-$3.19M	0.01%	857
2014 Q4	$6.78M	Buy	+363,656	New	+$7.96M	0.02%	546
2014 Q3	–	Sell	-7,721	Closed	-$164K	–	4322
2014 Q2	$164K	Buy	7,721 +124	+2%	+$2.58K	﹤0.01%	1862
2014 Q1	$149K	Buy	7,597 +7,486	+6,744%	+$175K	﹤0.01%	1873
2013 Q4	$2.57K	Buy	+111	New	+$2.59K	﹤0.01%	3531

Other funds holding SVVC

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

BNP Paribas Financial Markets's SVVC Position: Q4 2015 in Review

BNP Paribas Financial Markets sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q4 2015, closing a stake of 51,432 shares — an estimated $438K sold.

BNP Paribas Financial Markets first reported a position in SVVC in Q4 2013 and held it in 7 quarters. The position peaked at $6.78M in Q4 2014. 32 funds tracked by Wall St. Rank hold SVVC as of Q4 2015.

BNP Paribas Financial Markets reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q4 2015 after selling out during the quarter.
BNP Paribas Financial Markets sold 51,432 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2015, an estimated $438K.
BNP Paribas Financial Markets first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2013 and held it in 7 quarters.
BNP Paribas Financial Markets's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $6.78M in Q4 2014.
32 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2015.

Based on BNP Paribas Financial Markets's 13F filing for Q4 2015, filed 10 Feb 2016.