Northern Trust
SVVC

Northern Trust’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Northern Trust’s Portfolio SVVC Stock Details SVVC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-72,348
Closed -$1.54M – 4367
2014
Q2 		$1.54M Sell
72,348
-11,294
-14% -$235K ﹤0.01% 3225
2014
Q1 		$1.78M Buy
83,642
+1,047
+1% +$24.5K ﹤0.01% 3193
2013
Q4 		$1.91M Buy
82,595
+5,316
+7% +$124K ﹤0.01% 3179
2013
Q3 		$1.89M Sell
77,279
-2,847
-4% -$63.3K ﹤0.01% 3120
2013
Q2 		$1.59M Buy
+80,126
New +$1.54M ﹤0.01% 3101

Other funds holding SVVC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
HK
Horizon Kinetics New York $2.96B AUM 5.37% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $330M AUM 25.25% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.43B AUM 42.42% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.69B AUM 19.05% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return