Northern Trust’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Northern Trust’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-72,348	Closed	-$1.54M	–	4367
2014 Q2	$1.54M	Sell	72,348 -11,294	-14%	-$235K	﹤0.01%	3225
2014 Q1	$1.78M	Buy	83,642 +1,047	+1%	+$24.5K	﹤0.01%	3193
2013 Q4	$1.91M	Buy	82,595 +5,316	+7%	+$124K	﹤0.01%	3179
2013 Q3	$1.89M	Sell	77,279 -2,847	-4%	-$63.3K	﹤0.01%	3120
2013 Q2	$1.59M	Buy	+80,126	New	+$1.54M	﹤0.01%	3101

Other funds holding SVVC

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

Northern Trust's SVVC Position: Q3 2014 in Review

Northern Trust sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2014, closing a stake of 72,348 shares — an estimated $1.54M sold.

Northern Trust first reported a position in SVVC in Q2 2013 and held it in 5 quarters. The position peaked at $1.91M in Q4 2013. 39 funds tracked by Wall St. Rank hold SVVC as of Q3 2014.

Northern Trust reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2014 after selling out during the quarter.
Northern Trust sold 72,348 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2014, an estimated $1.54M.
Northern Trust first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 5 quarters.
Northern Trust's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $1.91M in Q4 2013.
39 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2014.

Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.