Deutsche Bank’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Deutsche Bank’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-38	Closed	–	–	5276
2016 Q2	$0	Buy	+38	New	+$283	﹤0.01%	5396
2016 Q1	–	Sell	-1,688	Closed	-$13K	–	5391
2015 Q4	$13K	Buy	+1,688	New	+$13.4K	﹤0.01%	4871
2014 Q3	–	Sell	-54,386	Closed	-$1.16M	–	6139
2014 Q2	$1.16M	Buy	54,386 +47,239	+661%	+$982K	﹤0.01%	2840
2014 Q1	$152K	Sell	7,147 -15,320	-68%	-$359K	﹤0.01%	4040
2013 Q4	$520K	Buy	22,467 +12,177	+118%	+$284K	﹤0.01%	3086
2013 Q3	$251K	Buy	10,290 +4,851	+89%	+$108K	﹤0.01%	3978
2013 Q2	$107K	Buy	+5,439	New	+$104K	﹤0.01%	4188

Other funds holding SVVC

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.32B AUM 1.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $731M AUM 34.87% 1-Year Est. Return

Deutsche Bank's SVVC Position: Q3 2016 in Review

Deutsche Bank sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2016, closing a stake of 38 shares.

Deutsche Bank first reported a position in SVVC in Q2 2013 and held it in 7 quarters. The position peaked at $1.16M in Q2 2014. 26 funds tracked by Wall St. Rank hold SVVC as of Q3 2016.

Deutsche Bank reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 38 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2016.
Deutsche Bank first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 7 quarters.
Deutsche Bank's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $1.16M in Q2 2014.
26 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.