Two Sigma Advisers’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Two Sigma Advisers’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,288	Closed	-$132K	–	2028
2015 Q2	$132K	Sell	10,288 -20,612	-67%	-$297K	﹤0.01%	1787
2015 Q1	$443K	Buy	30,900 +9,000	+41%	+$139K	﹤0.01%	1405
2014 Q4	$408K	Buy	+21,900	New	+$479K	﹤0.01%	1742

Other funds holding SVVC

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Two Sigma Advisers's SVVC Position: Q3 2015 in Review

Two Sigma Advisers sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q3 2015, closing a stake of 10,288 shares — an estimated $132K sold.

Two Sigma Advisers first reported a position in SVVC in Q4 2014 and held it in 3 quarters. The position peaked at $443K in Q1 2015. 32 funds tracked by Wall St. Rank hold SVVC as of Q3 2015.

Two Sigma Advisers reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q3 2015 after selling out during the quarter.
Two Sigma Advisers sold 10,288 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2015, an estimated $132K.
Two Sigma Advisers first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2014 and held it in 3 quarters.
Two Sigma Advisers's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $443K in Q1 2015.
32 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2015.

Based on Two Sigma Advisers's 13F filing for Q3 2015, filed 16 Nov 2015.