Envestnet Asset Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Envestnet Asset Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-5,306	Closed	-$43K	–	3172
2015 Q4	$43K	Buy	5,306 +102	+2%	+$813	﹤0.01%	2721
2015 Q3	$44K	Buy	+5,204	New	+$56K	﹤0.01%	2706
2015 Q1	–	Sell	-4,964	Closed	-$93K	–	2473
2014 Q4	$93K	Sell	4,964 -952	-16%	-$20.8K	﹤0.01%	1200
2014 Q3	$142K	Buy	5,916 +123	+2%	+$2.74K	﹤0.01%	1189
2014 Q2	$123K	Sell	5,793 -6	-0.1%	-$125	﹤0.01%	1149
2014 Q1	$124K	Sell	5,799 -673	-10%	-$15.8K	﹤0.01%	1072
2013 Q4	$150K	Sell	6,472 -741	-10%	-$17.3K	﹤0.01%	896
2013 Q3	$177K	Sell	7,213 -1,078	-13%	-$23.9K	﹤0.01%	825
2013 Q2	$165K	Buy	+8,291	New	+$159K	﹤0.01%	837

Other funds holding SVVC

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management's SVVC Position: Q1 2016 in Review

Envestnet Asset Management sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q1 2016, closing a stake of 5,306 shares — an estimated $43K sold.

Envestnet Asset Management first reported a position in SVVC in Q2 2013 and held it in 9 quarters. The position peaked at $177K in Q3 2013. 30 funds tracked by Wall St. Rank hold SVVC as of Q1 2016.

Envestnet Asset Management reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q1 2016 after selling out during the quarter.
Envestnet Asset Management sold 5,306 Firsthand Technology Value Fund, Inc. Common Stock shares in Q1 2016, an estimated $43K.
Envestnet Asset Management first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 9 quarters.
Envestnet Asset Management's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $177K in Q3 2013.
30 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q1 2016.

Based on Envestnet Asset Management's 13F filing for Q1 2016, filed 16 May 2016.