Rivernorth Capital Management’s NUVEEN MUNICIPAL OPPORTUNITY FUND INC NIO Stock Holding History

Rivernorth Capital Management’s Portfolio NIO Stock Details NIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-103,302	Closed	-$1.41M	–	209
2015 Q2	$1.41M	Sell	103,302 -166,267	-62%	-$2.35M	0.09%	159
2015 Q1	$3.96M	Sell	269,569 -13,273	-5%	-$193K	0.27%	100
2014 Q4	$4.15M	Sell	282,842 -234,262	-45%	-$3.39M	0.28%	100
2014 Q3	$7.37M	Sell	517,104 -47,206	-8%	-$664K	0.59%	56
2014 Q2	$7.96M	Sell	564,310 -20,675	-4%	-$290K	0.64%	53
2014 Q1	$8.05M	Sell	584,985 -151,233	-21%	-$2.06M	0.66%	47
2013 Q4	$9.73M	Buy	736,218 +546,136	+287%	+$7.02M	0.75%	44
2013 Q3	$2.47M	Buy	190,082 +34,201	+22%	+$445K	0.26%	88
2013 Q2	$2.18M	Buy	+155,881	New	+$2.27M	0.24%	94

Other funds holding NIO

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

RCYC

Richard C. Young & Co Newport, Rhode Island $1.36B AUM 66.41% 1-Year Est. Return

Rivernorth Capital Management's NIO Position: Q3 2015 in Review

Rivernorth Capital Management sold out of NUVEEN MUNICIPAL OPPORTUNITY FUND INC (NIO) in Q3 2015, closing a stake of 103,302 shares — an estimated $1.41M sold.

Rivernorth Capital Management first reported a position in NIO in Q2 2013 and held it in 9 quarters. The position peaked at $9.73M in Q4 2013. 107 funds tracked by Wall St. Rank hold NIO as of Q3 2015.

Rivernorth Capital Management reported no remaining NUVEEN MUNICIPAL OPPORTUNITY FUND INC position as of Q3 2015 after selling out during the quarter.
Rivernorth Capital Management sold 103,302 NUVEEN MUNICIPAL OPPORTUNITY FUND INC shares in Q3 2015, an estimated $1.41M.
Rivernorth Capital Management first reported a position in NUVEEN MUNICIPAL OPPORTUNITY FUND INC in Q2 2013 and held it in 9 quarters.
Rivernorth Capital Management's NUVEEN MUNICIPAL OPPORTUNITY FUND INC position peaked at $9.73M in Q4 2013.
107 funds tracked by Wall St. Rank held NUVEEN MUNICIPAL OPPORTUNITY FUND INC as of Q3 2015.

Based on Rivernorth Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.