Rivernorth Capital Management’s Gabelli Utility Trust GUT Stock Holding History

Rivernorth Capital Management’s Portfolio GUT Stock Details GUT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-476,157	Closed	-$2.73M	–	221
2018 Q2	$2.73M	Buy	476,157 +286,369	+151%	+$1.65M	0.22%	86
2018 Q1	$1.15M	Buy	+189,788	New	+$1.28M	0.09%	134
2013 Q4	–	Sell	-251,056	Closed	-$1.55M	–	230
2013 Q3	$1.55M	Sell	251,056 -242,298	-49%	-$1.54M	0.16%	108
2013 Q2	$3.11M	Buy	+493,354	New	+$3.26M	0.35%	79

Other funds holding GUT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Rivernorth Capital Management's GUT Position: Q3 2018 in Review

Rivernorth Capital Management sold out of Gabelli Utility Trust (GUT) in Q3 2018, closing a stake of 476,157 shares — an estimated $2.73M sold.

Rivernorth Capital Management first reported a position in GUT in Q2 2013 and held it in 4 quarters. The position peaked at $3.11M in Q2 2013. 44 funds tracked by Wall St. Rank hold GUT as of Q3 2018.

Rivernorth Capital Management reported no remaining Gabelli Utility Trust position as of Q3 2018 after selling out during the quarter.
Rivernorth Capital Management sold 476,157 Gabelli Utility Trust shares in Q3 2018, an estimated $2.73M.
Rivernorth Capital Management first reported a position in Gabelli Utility Trust in Q2 2013 and held it in 4 quarters.
Rivernorth Capital Management's Gabelli Utility Trust position peaked at $3.11M in Q2 2013.
44 funds tracked by Wall St. Rank held Gabelli Utility Trust as of Q3 2018.

Based on Rivernorth Capital Management's 13F filing for Q3 2018, filed 15 Nov 2018.