GUT

Gabelli Utility Trust
GUT

Overview Fund Activity

38 hedge funds and large institutions have $16M invested in Gabelli Utility Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$4.97M
2
VKH
2
Virtu KCG Holdings
New York
$642K
3
GC
3
Guggenheim Capital
Illinois
$1.14M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.56M
5
FAAS
5
First Allied Advisory Services
California
$164K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$67K
2
RCM
2
Rivernorth Capital Management
Florida
$1.55M
3
Ameriprise
3
Ameriprise
Minnesota
$61K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$746K
5
Bank of America
5
Bank of America
North Carolina
$14K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$4.97M 782,077 +227,301 +41%
Morgan Stanley
2
Morgan Stanley
New York
$2.56M 403,416 +40,727 +11%
GI
3
GAMCO Investors
Connecticut
$1.82M 286,718 – –
RCM
4
Rivernorth Capital Management
Florida
$1.55M 244,694 -236,158 -49%
LPL Financial
5
LPL Financial
California
$1.17M 183,305 -2,015 -1%
GC
6
Guggenheim Capital
Illinois
$1.14M 179,697 +66,264 +58%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$746K 117,436 -7,266 -6%
VKH
8
Virtu KCG Holdings
New York
$642K 101,083 +101,083 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$303K 47,703 -2,630 -5%
U
10
UBS
Switzerland
$191K 30,115 +1,100 +4%
AWA
11
AmeriServ Wealth Advisors
Pennsylvania
$176K 27,644 -250 -0.9%
FAAS
12
First Allied Advisory Services
California
$164K 25,657 +25,657 New
Wells Fargo
13
Wells Fargo
California
$146K 22,956 +1,215 +6%
SG Americas Securities
14
SG Americas Securities
New York
$67K 10,594 -373,017 -97%
Ameriprise
15
Ameriprise
Minnesota
$61K 9,642 -9,013 -48%
BRWA
16
B. Riley Wealth Advisors
Florida
$60K 9,444 +2,925 +45%
WA
17
WFG Advisors
Texas
$37K 5,805 +5,805 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$34K 5,256 – –
RIA
19
Regal Investment Advisors
Michigan
$22K 3,400 – –
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$19K 3,050 – –
NES
21
New England Securities
New York
$17K 2,712 – –
ACM
22
Antonetti Capital Management
Florida
$15K 2,343 +2,343 New
Bank of America
23
Bank of America
North Carolina
$14K 2,150 -4,589 -68%
PFS
24
Penseco Financial Services
Pennsylvania
$13K 2,000 – –
Creative Planning
25
Creative Planning
Kansas
$11K 1,799 +1,453 +420%
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