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GUT

Gabelli Utility Trust

38 hedge funds and large institutions have $16M invested in Gabelli Utility Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

12% more funds holding

Funds holding: 3438 (+4)

0.72% less ownership

Funds ownership: 6.99%6.27% (-0.72%)

12% less capital invested

Capital invested by funds: $18.2M → $16M (-$2.18M)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
9
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$4.97M +$1.48M +233,211 +41%
Morgan Stanley
2
Morgan Stanley
New York
$2.56M +$265K +41,786 +11%
GI
3
GAMCO Investors
Connecticut
$1.82M
RCM
4
Rivernorth Capital Management
Florida
$1.55M -$1.54M -242,298 -49%
LPL Financial
5
LPL Financial
California
$1.17M -$13.1K -2,067 -1%
GC
6
Guggenheim Capital
Illinois
$1.14M +$431K +67,987 +58%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$746K -$47.3K -7,455 -6%
VKH
8
Virtu KCG Holdings
New York
$642K +$658K +103,711 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$303K -$17.1K -2,699 -5%
U
10
UBS
Switzerland
$191K +$7.16K +1,129 +4%
AWA
11
AmeriServ Wealth Advisors
Pennsylvania
$176K -$1.63K -256 -0.9%
FAAS
12
First Allied Advisory Services
California
$164K +$167K +26,324 New
Wells Fargo
13
Wells Fargo
California
$146K +$7.91K +1,247 +6%
SG Americas Securities
14
SG Americas Securities
New York
$67K -$2.43M -382,716 -97%
Ameriprise
15
Ameriprise
Minnesota
$61K -$58.7K -9,247 -48%
BRWA
16
B. Riley Wealth Advisors
Florida
$60K +$19.1K +3,002 +45%
WA
17
WFG Advisors
Texas
$37K +$37.8K +5,956 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$34K
RIA
19
Regal Investment Advisors
Michigan
$22K
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$19K
NES
21
New England Securities
New York
$17K
ACM
22
Antonetti Capital Management
Florida
$15K +$15.3K +2,404 New
Bank of America
23
Bank of America
North Carolina
$14K -$29.9K -4,708 -68%
PFS
24
Penseco Financial Services
Pennsylvania
$13K
Creative Planning
25
Creative Planning
Kansas
$11K +$9.46K +1,491 +420%

GUT Hedge Fund Activity: Q3 2013 in Review

38 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility Trust (GUT) for Q3 2013, worth a combined $16M — down 12% from $18.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GUT positions and 2 closed out — a net gain of 5 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.48M. The largest seller was SG Americas Securities, cutting an estimated $2.43M.

  • 38 institutional investors held Gabelli Utility Trust (GUT) as of Q3 2013, up from 34 in Q2 2013.
  • Funds reported $16M of Gabelli Utility Trust stock for Q3 2013, down 12% quarter-over-quarter.
  • 7 funds opened new Gabelli Utility Trust positions in Q3 2013 and 2 closed out, a net change of +5 holders.
  • The largest Gabelli Utility Trust buyer in Q3 2013 was Sit Investment Associates, an estimated $1.48M added.
  • The largest Gabelli Utility Trust seller in Q3 2013 was SG Americas Securities, an estimated $2.43M sold.

Based on aggregated 13F filings for Q3 2013.