Guggenheim Capital’s Gabelli Utility Trust GUT Stock Holding History

Guggenheim Capital’s Portfolio GUT Stock Details GUT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-13,120	Closed	-$77K	–	2994
2015 Q2	$77K	Sell	13,120 -27,582	-68%	-$189K	﹤0.01%	2925
2015 Q1	$282K	Sell	40,702 -5,731	-12%	-$40.4K	﹤0.01%	2708
2014 Q4	$331K	Sell	46,433 -3,306	-7%	-$23.2K	﹤0.01%	2646
2014 Q3	$346K	Sell	49,739 -91,251	-65%	-$639K	﹤0.01%	2679
2014 Q2	$1.01M	Sell	140,990 -20,141	-12%	-$138K	﹤0.01%	2257
2014 Q1	$1.06M	Sell	161,131 -13,846	-8%	-$88.7K	﹤0.01%	2231
2013 Q4	$1.09M	Sell	174,977 -9,392	-5%	-$58.7K	﹤0.01%	2190
2013 Q3	$1.14M	Buy	184,369 +67,987	+58%	+$431K	﹤0.01%	2021
2013 Q2	$738K	Buy	+116,382	New	+$768K	﹤0.01%	2226

Other funds holding GUT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital's GUT Position: Q3 2015 in Review

Guggenheim Capital sold out of Gabelli Utility Trust (GUT) in Q3 2015, closing a stake of 13,120 shares — an estimated $77K sold.

Guggenheim Capital first reported a position in GUT in Q2 2013 and held it in 9 quarters. The position peaked at $1.14M in Q3 2013. 33 funds tracked by Wall St. Rank hold GUT as of Q3 2015.

Guggenheim Capital reported no remaining Gabelli Utility Trust position as of Q3 2015 after selling out during the quarter.
Guggenheim Capital sold 13,120 Gabelli Utility Trust shares in Q3 2015, an estimated $77K.
Guggenheim Capital first reported a position in Gabelli Utility Trust in Q2 2013 and held it in 9 quarters.
Guggenheim Capital's Gabelli Utility Trust position peaked at $1.14M in Q3 2013.
33 funds tracked by Wall St. Rank held Gabelli Utility Trust as of Q3 2015.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.