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GUT

Gabelli Utility Trust

33 hedge funds and large institutions have $13M invested in Gabelli Utility Trust in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

0.55% less ownership

Funds ownership: 5.02%4.46% (-0.55%)

13% less funds holding

Funds holding: 3833 (-5)

14% less capital invested

Capital invested by funds: $15M → $13M (-$2.03M)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
33
Holders Change
-5
Holders Change %
-13.16%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.13M +$1.03M +146,929 +33%
Morgan Stanley
2
Morgan Stanley
New York
$3.45M +$328K +46,905 +10%
GI
3
GAMCO Investors
Connecticut
$2.03M -$18.1K -2,586 -0.9%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$785K +$2.11K +301 +0.3%
VKH
5
Virtu KCG Holdings
New York
$431K +$172K +24,567 +66%
GC
6
Guggenheim Capital
Illinois
$346K -$639K -91,251 -65%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$292K -$3.54K -506 -1%
CL
8
CSS LLC
Illinois
$290K
PAG
9
Private Advisor Group
New Jersey
$282K +$284K +40,534 New
U
10
UBS
Switzerland
$210K -$42.3K -6,045 -17%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$122K
Bank of America
12
Bank of America
North Carolina
$117K +$20.6K +2,940 +21%
IH
13
IFC Holdings
Florida
$90K -$29.4K -4,207 -24%
BRWA
14
B. Riley Wealth Advisors
Florida
$78K +$833 +119 +1%
Wells Fargo
15
Wells Fargo
California
$49K +$10.3K +1,470 +26%
WEC
16
Winslow Evans & Crocker
Massachusetts
$37.3K
MFS
17
MSI Financial Services
Massachusetts
$31K -$714 -102 -2%
WA
18
WFG Advisors
Texas
$28K -$17K -2,423 -38%
RIA
19
Regal Investment Advisors
Michigan
$24K
Creative Planning
20
Creative Planning
Kansas
$22K +$1.27K +182 +6%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$21K
NFG
22
Next Financial Group
Texas
$21K +$16.6K +2,370 +377%
PFSC
23
Peoples Financial Services Corp
Pennsylvania
$14K
DADC
24
D.A. Davidson & Co
Montana
$12K
OCM
25
One Capital Management
California
$11K +$11.5K +1,642 New

GUT Hedge Fund Activity: Q3 2014 in Review

33 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility Trust (GUT) for Q3 2014, worth a combined $13M — down 14% from $15M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GUT and 2 opened new positions — a net loss of 5 holders — while 8 trimmed existing stakes and 10 added.

The largest buyer was LPL Financial, adding an estimated $1.03M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $1.78M sold.

  • 33 institutional investors held Gabelli Utility Trust (GUT) as of Q3 2014, down from 38 in Q2 2014.
  • Funds reported $13M of Gabelli Utility Trust stock for Q3 2014, down 14% quarter-over-quarter.
  • 2 funds opened new Gabelli Utility Trust positions in Q3 2014 and 7 closed out, a net change of -5 holders.
  • The largest Gabelli Utility Trust buyer in Q3 2014 was LPL Financial, an estimated $1.03M added.
  • The largest Gabelli Utility Trust seller in Q3 2014 was Sit Investment Associates, an estimated $1.78M sold.

Based on aggregated 13F filings for Q3 2014.