GUT

Gabelli Utility Trust
GUT

Overview Fund Activity

33 hedge funds and large institutions have $13M invested in Gabelli Utility Trust in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
33
Holders Change
-5
Holders Change %
-13.16%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$4.13M
2
Morgan Stanley
2
Morgan Stanley
New York
$3.45M
3
PAG
3
Private Advisor Group
New Jersey
$282K
4
VKH
4
Virtu KCG Holdings
New York
$431K
5
Bank of America
5
Bank of America
North Carolina
$117K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
YCM
2
Yakira Capital Management
Connecticut
$0
3
GC
3
Guggenheim Capital
Illinois
$346K
4
AWA
4
AmeriServ Wealth Advisors
Pennsylvania
$0
5
U
5
UBS
Switzerland
$210K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$4.13M 578,800 +143,205 +33%
Morgan Stanley
2
Morgan Stanley
New York
$3.45M 483,530 +45,716 +10%
GI
3
GAMCO Investors
Connecticut
$2.03M 284,198 -2,520 -0.9%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$785K 109,941 +294 +0.3%
VKH
5
Virtu KCG Holdings
New York
$431K 60,319 +23,945 +66%
GC
6
Guggenheim Capital
Illinois
$346K 48,479 -88,938 -65%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$292K 40,855 -493 -1%
CL
8
CSS LLC
Illinois
$290K 40,667 – –
PAG
9
Private Advisor Group
New Jersey
$282K 39,507 +39,507 New
U
10
UBS
Switzerland
$210K 29,441 -5,891 -17%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$122K 17,056 – –
Bank of America
12
Bank of America
North Carolina
$117K 16,376 +2,865 +21%
IH
13
IFC Holdings
Florida
$90K 12,700 -4,100 -24%
BRWA
14
B. Riley Wealth Advisors
Florida
$78K 10,909 +116 +1%
Wells Fargo
15
Wells Fargo
California
$49K 7,051 +1,433 +26%
WEC
16
Winslow Evans & Crocker
Massachusetts
$37.3K 5,230 – –
MFS
17
MSI Financial Services
Massachusetts
$31K 4,370 -100 -2%
WA
18
WFG Advisors
Texas
$28K 3,867 -2,362 -38%
RIA
19
Regal Investment Advisors
Michigan
$24K 3,400 – –
Creative Planning
20
Creative Planning
Kansas
$22K 3,072 +177 +6%
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$21K 3,000 – –
NFG
22
Next Financial Group
Texas
$21K 2,923 +2,310 +377%
PFSC
23
Peoples Financial Services Corp
Pennsylvania
$14K 2,000 – –
DADC
24
D.A. Davidson & Co
Montana
$12K 1,700 – –
OCM
25
One Capital Management
California
$11K 1,600 +1,600 New
1
2