GUT

Gabelli Utility Trust
GUT

Overview Fund Activity

38 hedge funds and large institutions have $15M invested in Gabelli Utility Trust in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$3.2M
2
VKH
2
Virtu KCG Holdings
New York
$267K
3
IH
3
IFC Holdings
Florida
$126K
4
Morgan Stanley
4
Morgan Stanley
New York
$3.21M
5
U
5
UBS
Switzerland
$259K

Top Sellers

1
YCM
1
Yakira Capital Management
Connecticut
$800K
2
SIA
2
Sit Investment Associates
Minnesota
$1.78M
3
GC
3
Guggenheim Capital
Illinois
$1.01M
4
Bank of America
4
Bank of America
North Carolina
$99K
5
YP
5
Yellowstone Partners
Idaho
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.21M 437,814 +12,565 +3%
LPL Financial
2
LPL Financial
California
$3.2M 435,595 +264,613 +155%
GI
3
GAMCO Investors
Connecticut
$2.1M 286,718 – –
SIA
4
Sit Investment Associates
Minnesota
$1.78M 242,223 -77,360 -24%
GC
5
Guggenheim Capital
Illinois
$1.01M 137,417 -19,631 -13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$805K 109,647 -968 -0.9%
YCM
7
Yakira Capital Management
Connecticut
$800K 108,986 -248,594 -70%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$303K 41,348 -493 -1%
CL
9
CSS LLC
Illinois
$298K 40,667 – –
VKH
10
Virtu KCG Holdings
New York
$267K 36,374 +36,374 New
U
11
UBS
Switzerland
$259K 35,332 +4,042 +13%
AWA
12
AmeriServ Wealth Advisors
Pennsylvania
$200K 27,211 – –
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$126K 17,056 – –
IH
14
IFC Holdings
Florida
$126K 16,800 +16,800 New
Bank of America
15
Bank of America
North Carolina
$99K 13,511 -12,556 -48%
BRWA
16
B. Riley Wealth Advisors
Florida
$79.2K 10,793 +215 +2%
WA
17
WFG Advisors
Texas
$46K 6,229 +137 +2%
Wells Fargo
18
Wells Fargo
California
$41K 5,618 -193 -3%
WEC
19
Winslow Evans & Crocker
Massachusetts
$38.4K 5,230 +750 +17%
MFS
20
MSI Financial Services
Massachusetts
$33K 4,470 +800 +22%
RIA
21
Regal Investment Advisors
Michigan
$25K 3,400 – –
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$22K 3,000 -50 -2%
Creative Planning
23
Creative Planning
Kansas
$21K 2,895 +1,050 +57%
ACM
24
Antonetti Capital Management
Florida
$17K 2,343 – –
PFSC
25
Peoples Financial Services Corp
Pennsylvania
$15K 2,000 – –
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