GUT

Gabelli Utility Trust
GUT

Overview Fund Activity

37 hedge funds and large institutions have $15.9M invested in Gabelli Utility Trust in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$326K
2
SG Americas Securities
2
SG Americas Securities
New York
$309K
3
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$108K
4
Creative Planning
4
Creative Planning
Kansas
$65K
5
Citigroup
5
Citigroup
New York
$44K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
SIA
2
Sit Investment Associates
Minnesota
$3.98M
3
VKH
3
Virtu KCG Holdings
New York
$221K
4
FAAS
4
First Allied Advisory Services
California
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$2.46M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$3.98M 623,545 -158,532 -20%
Morgan Stanley
2
Morgan Stanley
New York
$2.46M 385,553 -17,863 -4%
YCM
3
Yakira Capital Management
Connecticut
$2.34M 366,780 +366,780 New
GI
4
GAMCO Investors
Connecticut
$1.83M 286,718 – –
LPL Financial
5
LPL Financial
California
$1.1M 171,885 -11,420 -6%
GC
6
Guggenheim Capital
Illinois
$1.09M 170,543 -9,154 -5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$713K 111,563 -5,873 -5%
Bank of America
8
Bank of America
North Carolina
$326K 50,994 +48,844 +2,272%
SG Americas Securities
9
SG Americas Securities
New York
$309K 48,382 +37,788 +357%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$273K 42,651 -5,052 -11%
CL
11
CSS LLC
Illinois
$260K 40,667 +40,667 New
VKH
12
Virtu KCG Holdings
New York
$221K 34,591 -66,492 -66%
AWA
13
AmeriServ Wealth Advisors
Pennsylvania
$176K 27,511 -133 -0.5%
U
14
UBS
Switzerland
$175K 27,443 -2,672 -9%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$108K 17,056 +11,800 +225%
YP
16
Yellowstone Partners
Idaho
$77K 12,000 +12,000 New
BRWA
17
B. Riley Wealth Advisors
Florida
$66K 10,294 +850 +9%
Creative Planning
18
Creative Planning
Kansas
$65K 10,095 +8,296 +461%
Wells Fargo
19
Wells Fargo
California
$49K 7,673 -15,283 -67%
Citigroup
20
Citigroup
New York
$44K 6,865 +6,618 +2,679%
WA
21
WFG Advisors
Texas
$38K 5,948 +143 +2%
WEC
22
Winslow Evans & Crocker
Massachusetts
$37K 5,860 +5,860 New
TRCT
23
Tower Research Capital (TRC)
New York
$25K 3,878 +2,566 +196%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$19K 3,050 – –
NES
25
New England Securities
New York
$17K 2,712 – –
1
2