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GUT

Gabelli Utility Trust

36 hedge funds and large institutions have $10M invested in Gabelli Utility Trust in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

6% more funds holding

Funds holding: 3436 (+2)

5% more capital invested

Capital invested by funds: $9.55M → $10M (+$463K)

0.19% more ownership

Funds ownership: 3.34%3.53% (+0.19%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
13
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.7M +$290K +44,200 +9%
GI
2
GAMCO Investors
Connecticut
$1.93M
LPL Financial
3
LPL Financial
California
$707K +$18.6K +2,831 +3%
Bank of America
4
Bank of America
North Carolina
$644K +$38.2K +5,812 +6%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$503K +$4.41K +672 +0.9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$381K -$1.28K -195 -0.3%
IA
7
IFP Advisors
Florida
$308K +$37.3K +5,689 +14%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$276K +$273K +41,581 New
Creative Planning
9
Creative Planning
Kansas
$218K +$103K +15,719 +92%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$193K +$191K +29,100 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$160K +$44.5K +6,772 +39%
MFS
12
MSI Financial Services
Massachusetts
$154K +$73.7K +11,227 +93%
RJA
13
Raymond James & Associates
Florida
$151K -$5.69K -867 -4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$111K -$81.7K -12,449 -43%
GS
15
Girard Securities
California
$105K +$6.78K +1,032 +7%
HWM
16
Highwater Wealth Management
Colorado
$92K
UBS Group
17
UBS Group
Switzerland
$63K +$40.8K +6,208 +185%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$53K -$34.3K -5,221 -40%
WA
19
WFG Advisors
Texas
$52K +$729 +111 +1%
Wells Fargo
20
Wells Fargo
California
$47K -$4.73K -721 -9%
KLI
21
Kelman-Lazarov Inc
Tennessee
$23.3K +$171 +26 +0.7%
GWM
22
Geneos Wealth Management
Colorado
$22K -$23.5K -3,583 -52%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$20K
NFG
24
Next Financial Group
Texas
$20K +$762 +116 +4%
CFA
25
Carroll Financial Associates
North Carolina
$18K

GUT Hedge Fund Activity: Q3 2016 in Review

36 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility Trust (GUT) for Q3 2016, worth a combined $10M — up 4.9% from $9.55M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new GUT positions and 1 closed out — a net gain of 3 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $290K. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $81.7K.

  • 36 institutional investors held Gabelli Utility Trust (GUT) as of Q3 2016, up from 34 in Q2 2016.
  • Funds reported $10M of Gabelli Utility Trust stock for Q3 2016, up 4.9% quarter-over-quarter.
  • 4 funds opened new Gabelli Utility Trust positions in Q3 2016 and 1 closed out, a net change of +3 holders.
  • The largest Gabelli Utility Trust buyer in Q3 2016 was Morgan Stanley, an estimated $290K added.
  • The largest Gabelli Utility Trust seller in Q3 2016 was Raymond James Financial Services Advisors, an estimated $81.7K sold.

Based on aggregated 13F filings for Q3 2016.