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GUT

Gabelli Utility Trust

42 hedge funds and large institutions have $10.6M invested in Gabelli Utility Trust in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 5

0.81% less ownership

Funds ownership: 4.26%3.45% (-0.81%)

5% less funds holding

Funds holding: 4442 (-2)

17% less capital invested

Capital invested by funds: $12.8M → $10.6M (-$2.22M)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
13
Reduced
5
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.19M +$132K +22,362 +3%
GI
2
GAMCO Investors
Connecticut
$1.62M
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$909K +$138K +23,373 +17%
Bank of America
4
Bank of America
North Carolina
$688K -$19.1K -3,234 -3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$429K +$12.8K +2,171 +3%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$357K +$53.9K +9,106 +17%
RJA
7
Raymond James & Associates
Florida
$282K +$14K +2,371 +5%
LPL Financial
8
LPL Financial
California
$248K -$79.8K -13,492 -24%
UBS Group
9
UBS Group
Switzerland
$207K -$53.7K -9,074 -20%
Wells Fargo
10
Wells Fargo
California
$204K +$3.52K +594 +2%
FAAS
11
First Allied Advisory Services
California
$199K +$16.6K +2,810 +9%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$174K +$61.4K +10,381 +53%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$142K
AG
14
Advisor Group
Arizona
$122K +$2.24K +378 +2%
KA
15
Kovack Advisors
Florida
$104K +$106K +17,888 New
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$102K +$104K +17,647 New
CAM
17
Concorde Asset Management
Michigan
$90K +$91.5K +15,458 New
IA
18
IFP Advisors
Florida
$73K -$181K -30,543 -70%
HWM
19
Highwater Wealth Management
Colorado
$66K
GWM
20
Geneos Wealth Management
Colorado
$63K +$491 +83 +0.8%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$62K +$63.6K +10,746 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$60K +$249 +42 +0.4%
CL
23
CSS LLC
Illinois
$59K
RCAG
24
Rehmann Capital Advisory Group
Michigan
$50.6K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$27K

GUT Hedge Fund Activity: Q4 2018 in Review

42 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility Trust (GUT) for Q4 2018, worth a combined $10.6M — down 17% from $12.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GUT and 7 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 13 added.

The largest buyer was Royal Bank of Canada, adding an estimated $138K. The largest seller was Laurion Capital Management, exiting entirely with an estimated $1.73M sold.

  • 42 institutional investors held Gabelli Utility Trust (GUT) as of Q4 2018, down from 44 in Q3 2018.
  • Funds reported $10.6M of Gabelli Utility Trust stock for Q4 2018, down 17% quarter-over-quarter.
  • 7 funds opened new Gabelli Utility Trust positions in Q4 2018 and 9 closed out, a net change of -2 holders.
  • The largest Gabelli Utility Trust buyer in Q4 2018 was Royal Bank of Canada, an estimated $138K added.
  • The largest Gabelli Utility Trust seller in Q4 2018 was Laurion Capital Management, an estimated $1.73M sold.

Based on aggregated 13F filings for Q4 2018.