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GUT

Gabelli Utility Trust

36 hedge funds and large institutions have $8.59M invested in Gabelli Utility Trust in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

20% more capital invested

Capital invested by funds: $7.18M → $8.59M (+$1.41M)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

9% more funds holding

Funds holding: 3336 (+3)

0.53% more ownership

Funds ownership: 3.13%3.66% (+0.53%)

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.77M +$84.5K +14,798 +3%
GI
2
GAMCO Investors
Connecticut
$1.62M
LPL Financial
3
LPL Financial
California
$1M +$460K +80,507 +81%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$497K -$144K -25,139 -22%
Bank of America
5
Bank of America
North Carolina
$447K -$2.76K -483 -0.6%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$364K +$74.6K +13,064 +25%
ICAS
7
Investors Capital Advisory Services
Massachusetts
$315K +$324K +56,769 New
IA
8
IFP Advisors
Florida
$234K +$240K +42,060 New
VKH
9
Virtu KCG Holdings
New York
$148K -$129K -22,669 -46%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$141K +$15.5K +2,719 +12%
SBIA
11
Sheaff Brock Investment Advisors
Indiana
$120K +$123K +21,548 New
SG Americas Securities
12
SG Americas Securities
New York
$115K +$118K +20,641 New
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$98K
UBS Group
14
UBS Group
Switzerland
$93K +$24.9K +4,365 +35%
AWM
15
Arbor Wealth Management
Florida
$79K +$80.2K +14,035 New
Wells Fargo
16
Wells Fargo
California
$76K -$4.51K -790 -5%
CA
17
Cetera Advisors
Colorado
$69K -$3.23K -565 -4%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$63K +$16.7K +2,928 +35%
MFS
19
MSI Financial Services
Massachusetts
$61K +$50K +8,751 +393%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$57K -$5.56K -974 -9%
Creative Planning
21
Creative Planning
Kansas
$52K +$6.25K +1,094 +13%
WA
22
WFG Advisors
Texas
$42K +$18.3K +3,195 +73%
CCS
23
Crosspoint Capital Strategies
California
$25K +$19.9K +3,488 New
AIG
24
American International Group
New York
$17K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$17K

GUT Hedge Fund Activity: Q4 2015 in Review

36 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Gabelli Utility Trust (GUT) for Q4 2015, worth a combined $8.59M — up 20% from $7.18M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GUT positions and 5 closed out — a net gain of 3 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was LPL Financial, adding an estimated $460K. The largest seller was Royal Bank of Canada, cutting an estimated $144K.

  • 36 institutional investors held Gabelli Utility Trust (GUT) as of Q4 2015, up from 33 in Q3 2015.
  • Funds reported $8.59M of Gabelli Utility Trust stock for Q4 2015, up 20% quarter-over-quarter.
  • 8 funds opened new Gabelli Utility Trust positions in Q4 2015 and 5 closed out, a net change of +3 holders.
  • The largest Gabelli Utility Trust buyer in Q4 2015 was LPL Financial, an estimated $460K added.
  • The largest Gabelli Utility Trust seller in Q4 2015 was Royal Bank of Canada, an estimated $144K sold.

Based on aggregated 13F filings for Q4 2015.