GUT

Gabelli Utility Trust
GUT

Overview Fund Activity

36 hedge funds and large institutions have $14.1M invested in Gabelli Utility Trust in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
9
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.88M
2
U
2
UBS
Switzerland
$212K
3
RIA
3
Regal Investment Advisors
Michigan
$23K
4
MFS
4
MSI Financial Services
Massachusetts
$25K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$8K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$2.17M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
VKH
3
Virtu KCG Holdings
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$177K
5
GC
5
Guggenheim Capital
Illinois
$1.07M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$2.88M 425,249 +39,696 +10%
YCM
2
Yakira Capital Management
Connecticut
$2.42M 357,580 -9,200 -3%
SIA
3
Sit Investment Associates
Minnesota
$2.17M 319,583 -303,962 -49%
GI
4
GAMCO Investors
Connecticut
$1.94M 286,718 – –
LPL Financial
5
LPL Financial
California
$1.16M 170,982 -903 -0.5%
GC
6
Guggenheim Capital
Illinois
$1.07M 157,048 -13,495 -8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$750K 110,615 -948 -0.8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$284K 41,841 -810 -2%
CL
9
CSS LLC
Illinois
$276K 40,667 – –
U
10
UBS
Switzerland
$212K 31,290 +3,847 +14%
AWA
11
AmeriServ Wealth Advisors
Pennsylvania
$184K 27,211 -300 -1%
Bank of America
12
Bank of America
North Carolina
$177K 26,067 -24,927 -49%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$116K 17,056 – –
YP
14
Yellowstone Partners
Idaho
$75K 11,000 -1,000 -8%
BRWA
15
B. Riley Wealth Advisors
Florida
$72K 10,578 +284 +3%
WA
16
WFG Advisors
Texas
$41K 6,092 +144 +2%
Wells Fargo
17
Wells Fargo
California
$39K 5,811 -1,862 -24%
WEC
18
Winslow Evans & Crocker
Massachusetts
$30.4K 4,480 -1,380 -24%
MFS
19
MSI Financial Services
Massachusetts
$25K 3,670 +2,350 +178%
RIA
20
Regal Investment Advisors
Michigan
$23K 3,400 +3,400 New
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$21K 3,050 – –
ACM
22
Antonetti Capital Management
Florida
$16K 2,343 – –
PFSC
23
Peoples Financial Services Corp
Pennsylvania
$14K 2,000 – –
Creative Planning
24
Creative Planning
Kansas
$13K 1,845 -8,250 -82%
DADC
25
D.A. Davidson & Co
Montana
$11K 1,700 +377 +28%
1
2