GUT

Gabelli Utility Trust
GUT

Overview Fund Activity

43 hedge funds and large institutions have $25.3M invested in Gabelli Utility Trust in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
20
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$6.22M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.69M
3
Morgan Stanley
3
Morgan Stanley
New York
$6.01M
4
IAA
4
Independent Advisor Alliance
North Carolina
$299K
5
APW
5
Aurora Private Wealth
New Jersey
$242K

Top Sellers

1
GI
1
GAMCO Investors
Connecticut
$1.91M
2
GWM
2
Geneos Wealth Management
Colorado
$15K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.23M
4
Deutsche Bank
4
Deutsche Bank
Germany
$0
5
CHC
5
City Holding Co
West Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$6.22M 800,170 +457,646 +134%
Morgan Stanley
2
Morgan Stanley
New York
$6.01M 772,851 +48,437 +7%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.69M 474,449 +158,857 +50%
GI
4
GAMCO Investors
Connecticut
$1.91M 246,044 -27,000 -10%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.23M 158,266 -3,301 -2%
Bank of America
6
Bank of America
North Carolina
$873K 112,336 +9,816 +10%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$554K 71,306 +2,585 +4%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$526K 67,755 +4,481 +7%
UBS Group
9
UBS Group
Switzerland
$501K 64,554 +9,522 +17%
Wells Fargo
10
Wells Fargo
California
$425K 54,689 +3,177 +6%
RJA
11
Raymond James & Associates
Florida
$347K 44,714 +2,018 +5%
IAA
12
Independent Advisor Alliance
North Carolina
$299K 38,544 +38,544 New
FAAS
13
First Allied Advisory Services
California
$290K 37,204 +261 +0.7%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$255K 32,794 +733 +2%
SS
15
Sunbelt Securities
Texas
$249K 32,104 +1,000 +3%
APW
16
Aurora Private Wealth
New Jersey
$242K 31,140 +31,140 New
AG
17
Advisor Group
Arizona
$198K 25,469 +4,714 +23%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$186K 23,956 – –
SRC
19
Sage Rhino Capital
California
$173K 21,700 +3,500 +19%
KA
20
Kovack Advisors
Florida
$169K 21,769 +3,238 +17%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$156K 20,026 +20,026 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$152K 19,509 +34 +0.2%
Mercer Global Advisors
23
Mercer Global Advisors
Colorado
$152K 19,509 +34 +0.2%
MAFM
24
Mid Atlantic Financial Management
Pennsylvania
$85K 10,900 +10,900 New
CA
25
Calton & Associates
Florida
$82K 10,520 +10,520 New
1
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