Rivernorth Capital Management’s NUVEEN QUALITY PREFERRED INCOME FUND 3 JHP Stock Holding History

Rivernorth Capital Management’s Portfolio JHP Stock Details JHP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-97,578	Closed	-$828K	–	200
2015 Q4	$828K	Sell	97,578 -165,167	-63%	-$1.4M	0.05%	177
2015 Q3	$2.11M	Sell	262,745 -2,500	-0.9%	-$20.7K	0.13%	152
2015 Q2	$2.16M	Hold	265,245	–	–	0.13%	139
2015 Q1	$2.3M	Buy	265,245 +13,900	+6%	+$120K	0.15%	130
2014 Q4	$2.09M	Hold	251,345	–	–	0.14%	145
2014 Q3	$2.1M	Buy	251,345 +4,100	+2%	+$34.8K	0.17%	121
2014 Q2	$2.15M	Hold	247,245	–	–	0.17%	125
2014 Q1	$2.07M	Buy	247,245 +11,012	+5%	+$89.6K	0.17%	129
2013 Q4	$1.85M	Sell	236,233 -88,485	-27%	-$694K	0.14%	140
2013 Q3	$2.56M	Buy	324,718 +63,705	+24%	+$510K	0.27%	85
2013 Q2	$2.2M	Buy	+261,013	New	+$2.33M	0.24%	93

Other funds holding JHP

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Rivernorth Capital Management's JHP Position: Q1 2016 in Review

Rivernorth Capital Management sold out of NUVEEN QUALITY PREFERRED INCOME FUND 3 (JHP) in Q1 2016, closing a stake of 97,578 shares — an estimated $828K sold.

Rivernorth Capital Management first reported a position in JHP in Q2 2013 and held it in 11 quarters. The position peaked at $2.56M in Q3 2013. 43 funds tracked by Wall St. Rank hold JHP as of Q1 2016.

Rivernorth Capital Management reported no remaining NUVEEN QUALITY PREFERRED INCOME FUND 3 position as of Q1 2016 after selling out during the quarter.
Rivernorth Capital Management sold 97,578 NUVEEN QUALITY PREFERRED INCOME FUND 3 shares in Q1 2016, an estimated $828K.
Rivernorth Capital Management first reported a position in NUVEEN QUALITY PREFERRED INCOME FUND 3 in Q2 2013 and held it in 11 quarters.
Rivernorth Capital Management's NUVEEN QUALITY PREFERRED INCOME FUND 3 position peaked at $2.56M in Q3 2013.
43 funds tracked by Wall St. Rank held NUVEEN QUALITY PREFERRED INCOME FUND 3 as of Q1 2016.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.