RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MCR
51
MFS Charter Income Trust
MCR
$267M
$8.44M 0.68%
952,026
+20,100
+2% +$178K
IVH
52
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$8.37M 0.67%
484,332
+17,866
+4% +$309K
SVVC
53
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M 0.63%
328,097
+73,601
+29% +$1.77M
FTF
54
Franklin Limited Duration Income Trust
FTF
$259M
$7.56M 0.61%
610,498
+81,821
+15% +$1.01M
ACAS
55
DELISTED
American Capital Ltd
ACAS
$7.53M 0.6%
531,855
+140,471
+36% +$1.99M
NIO
56
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$7.37M 0.59%
517,104
-47,206
-8% -$673K
DHG
57
DELISTED
Deutsche High Incm Opportunities
DHG
$7.31M 0.58%
499,065
– –
GDO
58
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.9M
$7.28M 0.58%
400,049
-25,427
-6% -$463K
NPT
59
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M 0.58%
+540,821
New +$7.25M
GLQ
60
Clough Global Equity Fund
GLQ
$139M
$7.2M 0.58%
502,718
– –
CEF icon
61
Sprott Physical Gold and Silver Trust
CEF
$6.47B
$7.04M 0.56%
571,703
– –
TYG
62
Tortoise Energy Infrastructure Corp
TYG
$731M
$6.93M 0.55%
143,966
+111,685
+346% +$5.37M
FAX
63
abrdn Asia-Pacific Income Fund
FAX
$675M
$6.91M 0.55%
1,171,169
+141,443
+14% +$835K
STEW
64
SRH Total Return Fund
STEW
$1.77B
$6.75M 0.54%
763,862
– –
NBB icon
65
Nuveen Taxable Municipal Income Fund
NBB
$469M
$6.57M 0.53%
322,279
+9,800
+3% +$200K
JPC icon
66
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$6.55M 0.52%
712,445
+3,800
+0.5% +$35K
AIF
67
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.54M 0.52%
377,940
+51,340
+16% +$888K
MMT
68
MFS Multimarket Income Trust
MMT
$260M
$6.46M 0.52%
1,006,827
+171,423
+21% +$1.1M
WIW
69
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$6.26M 0.5%
540,457
– –
HYI
70
Western Asset High Yield Opportunity Fund Inc.
HYI
$270M
$5.91M 0.47%
355,899
+120,579
+51% +$2M
GDX icon
71
VanEck Gold Miners ETF
GDX
$19.8B
$5.79M 0.46%
271,028
-2,709
-1% -$57.9K
BGX
72
Blackstone Long-Short Credit Income Fund
BGX
$158M
$5.65M 0.45%
338,034
-41,300
-11% -$690K
NVG icon
73
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$5.62M 0.45%
398,114
+15,300
+4% +$216K
VGI
74
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.49M 0.44%
321,675
+817
+0.3% +$13.9K
EDI
75
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$5.39M 0.43%
292,432
+31,464
+12% +$580K
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