Rivernorth Capital Management’s VanEck Gold Miners ETF GDX Stock Holding History

Rivernorth Capital Management’s Portfolio GDX Stock Details GDX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-105,594	Closed	-$2.36M	–	219
2018 Q2	$2.36M	Sell	105,594 -30,000	-22%	-$672K	0.19%	91
2018 Q1	$2.98M	Hold	135,594	–	–	0.22%	90
2017 Q4	$3.15M	Hold	135,594	–	–	0.22%	93
2017 Q3	$3.13M	Hold	135,594	–	–	0.26%	76
2017 Q2	$2.99M	Sell	135,594 -73,923	-35%	-$1.68M	0.23%	89
2017 Q1	$4.78M	Hold	209,517	–	–	0.33%	84
2016 Q4	$4.37M	Hold	209,517	–	–	0.29%	94
2016 Q3	$5.54M	Hold	209,517	–	–	0.4%	78
2016 Q2	$5.81M	Hold	209,517	–	–	0.38%	81
2016 Q1	$4.18M	Hold	209,517	–	–	0.26%	106
2015 Q4	$2.88M	Hold	209,517	–	–	0.16%	138
2015 Q3	$2.88M	Hold	209,517	–	–	0.18%	133
2015 Q2	$3.72M	Hold	209,517	–	–	0.23%	111
2015 Q1	$3.82M	Sell	209,517 -49,700	-19%	-$1.01M	0.26%	102
2014 Q4	$4.76M	Sell	259,217 -11,811	-4%	-$228K	0.32%	91
2014 Q3	$5.79M	Sell	271,028 -2,709	-1%	-$69.3K	0.46%	71
2014 Q2	$7.24M	Buy	273,737 +11,720	+4%	+$281K	0.58%	58
2014 Q1	$6.18M	Sell	262,017 -2,567	-1%	-$63K	0.5%	63
2013 Q4	$5.58M	Buy	264,584 +1,767	+0.7%	+$40.8K	0.43%	78
2013 Q3	$6.58M	Buy	262,817 +32,800	+14%	+$872K	0.69%	44
2013 Q2	$5.63M	Buy	+230,017	New	+$6.72M	0.63%	46

Other funds holding GDX

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Rafferty Asset Management New York $43.9B AUM 121.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $181B AUM 41.77% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

EIM

Elephas Investment Management Hong Kong $367M AUM 189.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Hexavest Montreal, Quebec, Canada $1.64B AUM 28.34% 1-Year Est. Return

Rivernorth Capital Management's GDX Position: Q3 2018 in Review

Rivernorth Capital Management sold out of VanEck Gold Miners ETF (GDX) in Q3 2018, closing a stake of 105,594 shares — an estimated $2.36M sold.

Rivernorth Capital Management first reported a position in GDX in Q2 2013 and held it in 21 quarters. The position peaked at $7.24M in Q2 2014. 390 funds tracked by Wall St. Rank hold GDX as of Q3 2018.

Rivernorth Capital Management reported no remaining VanEck Gold Miners ETF position as of Q3 2018 after selling out during the quarter.
Rivernorth Capital Management sold 105,594 VanEck Gold Miners ETF shares in Q3 2018, an estimated $2.36M.
Rivernorth Capital Management first reported a position in VanEck Gold Miners ETF in Q2 2013 and held it in 21 quarters.
Rivernorth Capital Management's VanEck Gold Miners ETF position peaked at $7.24M in Q2 2014.
390 funds tracked by Wall St. Rank held VanEck Gold Miners ETF as of Q3 2018.

Based on Rivernorth Capital Management's 13F filing for Q3 2018, filed 15 Nov 2018.