Rivernorth Capital Management’s VanEck Gold Miners ETF GDX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-105,594	Closed	-$2.36M	–	219
2018 Q2	$2.36M	Sell	105,594 -30,000	-22%	-$672K	0.19%	91
2018 Q1	$2.98M	Hold	135,594	–	–	0.22%	90
2017 Q4	$3.15M	Hold	135,594	–	–	0.22%	93
2017 Q3	$3.13M	Hold	135,594	–	–	0.26%	76
2017 Q2	$2.99M	Sell	135,594 -73,923	-35%	-$1.68M	0.23%	89
2017 Q1	$4.78M	Hold	209,517	–	–	0.33%	84
2016 Q4	$4.37M	Hold	209,517	–	–	0.29%	94
2016 Q3	$5.54M	Hold	209,517	–	–	0.4%	78
2016 Q2	$5.81M	Hold	209,517	–	–	0.38%	81
2016 Q1	$4.18M	Hold	209,517	–	–	0.26%	106
2015 Q4	$2.88M	Hold	209,517	–	–	0.16%	138
2015 Q3	$2.88M	Hold	209,517	–	–	0.18%	133
2015 Q2	$3.72M	Hold	209,517	–	–	0.23%	111
2015 Q1	$3.82M	Sell	209,517 -49,700	-19%	-$1.01M	0.26%	102
2014 Q4	$4.76M	Sell	259,217 -11,811	-4%	-$228K	0.32%	91
2014 Q3	$5.79M	Sell	271,028 -2,709	-1%	-$69.3K	0.46%	71
2014 Q2	$7.24M	Buy	273,737 +11,720	+4%	+$281K	0.58%	58
2014 Q1	$6.18M	Sell	262,017 -2,567	-1%	-$63K	0.5%	63
2013 Q4	$5.58M	Buy	264,584 +1,767	+0.7%	+$40.8K	0.43%	78
2013 Q3	$6.58M	Buy	262,817 +32,800	+14%	+$872K	0.69%	44
2013 Q2	$5.63M	Buy	+230,017	New	+$6.72M	0.63%	46