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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
126
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$377K 0.05%
9,315
-730
-7% -$35.8K
EMB icon
127
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$376K 0.05%
3,745
+3,181
+564% +$351K
IVW icon
128
iShares S&P 500 Growth ETF
IVW
$73.8B
$375K 0.05%
9,088
+40
+0.4% +$1.89K
VBK icon
129
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$373K 0.05%
2,481
+659
+36% +$122K
CWB icon
130
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$369K 0.05%
7,705
-15,935
-67% -$867K
VOE icon
131
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$359K 0.05%
4,413
-470
-10% -$50.6K
EFA icon
132
iShares MSCI EAFE ETF
EFA
$78B
$337K 0.05%
6,304
+3,280
+108% +$208K
VOT icon
133
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$332K 0.05%
2,624
-273
-9% -$41.5K
CAT icon
134
Caterpillar
CAT
$375B
$329K 0.05%
2,837
+196
+7% +$25K
XEL icon
135
Xcel Energy
XEL
$48.8B
$322K 0.05%
5,340
+363
+7% +$23.7K
V icon
136
Visa
V
$684B
$312K 0.04%
1,937
-3,209
-62% -$605K
AMGN icon
137
Amgen
AMGN
$208B
$309K 0.04%
1,523
-1,041
-41% -$227K
DIAL icon
138
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
$306K 0.04%
15,400
+23
+0.1% +$473
AXP icon
139
American Express
AXP
$227B
$300K 0.04%
3,506
-888
-20% -$103K
CRM icon
140
Salesforce
CRM
$151B
$297K 0.04%
2,065
-1,550
-43% -$266K
DUK icon
141
Duke Energy
DUK
$97.8B
$297K 0.04%
3,666
-6,048
-62% -$556K
ORCL icon
142
Oracle
ORCL
$374B
$295K 0.04%
6,108
-1,952
-24% -$101K
OPRX icon
143
OptimizeRx
OPRX
$114M
$294K 0.04%
+32,500
New +$308K
VXUS icon
144
Vanguard Total International Stock ETF
VXUS
$155B
$291K 0.04%
6,937
+1,209
+21% +$61.4K
PYPL icon
145
PayPal
PYPL
$48.9B
$288K 0.04%
3,008
-1,540
-34% -$170K
AZN icon
146
AstraZeneca
AZN
$263B
$287K 0.04%
3,211
-1,011
-24% -$95.2K
IXUS icon
147
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$282K 0.04%
6,007
-2,781
-32% -$157K
LLY icon
148
Eli Lilly
LLY
$1.02T
$278K 0.04%
2,003
-2,707
-57% -$372K
MSI icon
149
Motorola Solutions
MSI
$72.3B
$278K 0.04%
2,091
+37
+2% +$6.21K
ENB icon
150
Enbridge
ENB
$119B
$275K 0.04%
9,560
-4,657
-33% -$173K
4 5
6
7 8

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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.