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NorthRock Partners’s Caterpillar CAT Stock Holding History

NorthRock Partners’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$7.15M Buy
10,086
+1,342
+15% +$929K 0.12% 101
2025
Q4 		$5.01M Sell
8,744
-3,796
-30% -$2.11M 0.08% 119
2025
Q3 		$5.98M Buy
12,540
+2,499
+25% +$1.07M 0.11% 107
2025
Q2 		$3.9M Sell
10,041
-307
-3% -$102K 0.1% 82
2025
Q1 		$3.41M Buy
10,348
+277
+3% +$98.7K 0.11% 84
2024
Q4 		$3.65M Sell
10,071
-193
-2% -$74.8K 0.12% 80
2024
Q3 		$4.01M Buy
10,264
+416
+4% +$144K 0.13% 79
2024
Q2 		$3.28M Buy
9,848
+293
+3% +$102K 0.12% 82
2024
Q1 		$3.5M Buy
9,555
+296
+3% +$94.6K 0.13% 83
2023
Q4 		$2.74M Buy
9,259
+4,081
+79% +$1.06M 0.11% 95
2023
Q3 		$1.41M Buy
5,178
+891
+21% +$242K 0.15% 74
2023
Q2 		$1.05M Sell
4,287
-714
-14% -$159K 0.12% 85
2023
Q1 		$1.14M Sell
5,001
-877
-15% -$212K 0.12% 83
2022
Q4 		$1.41M Buy
5,878
+141
+2% +$30.7K 0.16% 71
2022
Q3 		$941K Sell
5,737
-314
-5% -$57.4K 0.11% 84
2022
Q2 		$1.08M Buy
6,051
+67
+1% +$14.1K 0.11% 87
2022
Q1 		$1.33M Buy
5,984
+1,277
+27% +$268K 0.12% 81
2021
Q4 		$973K Buy
4,707
+1,128
+32% +$227K 0.07% 105
2021
Q3 		$723K Buy
3,579
+627
+21% +$131K 0.06% 121
2021
Q2 		$643K Buy
2,952
+281
+11% +$64.9K 0.05% 114
2021
Q1 		$619K Sell
2,671
-499
-16% -$103K 0.06% 109
2020
Q4 		$577K Sell
3,170
-521
-14% -$88.4K 0.06% 118
2020
Q3 		$551K Buy
3,691
+600
+19% +$84.3K 0.06% 113
2020
Q2 		$391K Buy
3,091
+254
+9% +$30.1K 0.05% 133
2020
Q1 		$329K Buy
2,837
+196
+7% +$25K 0.05% 134
2019
Q4 		$390K Buy
+2,641
New +$369K 0.04% 174

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

NorthRock Partners's CAT Position: Q1 2026 in Review

NorthRock Partners increased its Caterpillar (CAT) stake by 15% in Q1 2026, buying an estimated $929K and bringing the position to 10,086 shares worth $7.15M. The position accounts for 0.12% of the portfolio, ranked #101.

NorthRock Partners first reported a position in CAT in Q4 2019 and has held it in 26 quarters since. 3,737 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • NorthRock Partners held 10,086 shares of Caterpillar worth $7.15M as of Q1 2026.
  • NorthRock Partners bought 1,342 Caterpillar shares in Q1 2026, an estimated $929K.
  • Caterpillar made up 0.12% of NorthRock Partners's portfolio in Q1 2026, its #101 holding.
  • NorthRock Partners first reported a position in Caterpillar in Q4 2019 and has held it in 26 quarters since.
  • 3,737 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.