NorthRock Partners’s Columbia Diversified Fixed Income Allocation ETF DIAL Stock Holding History

NorthRock Partners’s Portfolio DIAL Stock Details DIAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$278K	Hold	15,400	–	–	﹤0.01%	543
2025 Q4	$283K	Hold	15,400	–	–	﹤0.01%	495
2025 Q3	$284K	Hold	15,400	–	–	0.01%	722
2025 Q2	$280K	Hold	15,400	–	–	0.01%	554
2025 Q1	$275K	Hold	15,400	–	–	0.01%	488
2024 Q4	$270K	Hold	15,400	–	–	0.01%	504
2024 Q3	$285K	Hold	15,400	–	–	0.01%	514
2024 Q2	$272K	Hold	15,400	–	–	0.01%	505
2024 Q1	$274K	Hold	15,400	–	–	0.01%	501
2023 Q4	$278K	Buy	+15,400	New	+$264K	0.01%	470
2022 Q1	–	Sell	-15,400	Closed	-$328K	–	343
2021 Q4	$328K	Hold	15,400	–	–	0.02%	227
2021 Q3	$329K	Hold	15,400	–	–	0.03%	199
2021 Q2	$332K	Hold	15,400	–	–	0.03%	185
2021 Q1	$325K	Hold	15,400	–	–	0.03%	164
2020 Q4	$340K	Buy	+15,400	New	+$335K	0.03%	160
2020 Q3	–	Sell	-15,388	Closed	-$325K	–	227
2020 Q2	$325K	Sell	15,388 -12	-0.1%	-$248	0.04%	149
2020 Q1	$306K	Buy	15,400 +23	+0.1%	+$473	0.04%	138
2019 Q4	$320K	Sell	15,377 -23	-0.1%	-$478	0.03%	196
2019 Q3	$320K	Hold	15,400	–	–	0.04%	158
2019 Q2	$315K	Hold	15,400	–	–	0.09%	52
2019 Q1	$306K	Hold	15,400	–	–	0.08%	57
2018 Q4	$291K	Hold	15,400	–	–	0.09%	65
2018 Q3	$294K	Hold	15,400	–	–	0.08%	49
2018 Q2	$294K	Hold	15,400	–	–	0.1%	43
2018 Q1	$301K	Buy	+15,400	New	+$302K	0.1%	38

Other funds holding DIAL

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PVI

Pine Valley Investments Marlton, New Jersey $2.53B AUM 36.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Convergence Financial Columbia, Missouri $943M AUM 17.04% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

HPC

Hobart Private Capital Charlotte, North Carolina $583M AUM 21.67% 1-Year Est. Return

NorthRock Partners's DIAL Position: Q1 2026 in Review

NorthRock Partners held its Columbia Diversified Fixed Income Allocation ETF (DIAL) position steady in Q1 2026 at 15,400 shares worth $278K. The position accounts for ﹤0.01% of the portfolio, ranked #543.

NorthRock Partners first reported a position in DIAL in Q1 2018 and has held it in 25 quarters since. The position peaked at $340K in Q4 2020. 53 funds tracked by Wall St. Rank hold DIAL as of Q1 2026.

NorthRock Partners held 15,400 shares of Columbia Diversified Fixed Income Allocation ETF worth $278K as of Q1 2026.
NorthRock Partners left its Columbia Diversified Fixed Income Allocation ETF share count unchanged in Q1 2026.
Columbia Diversified Fixed Income Allocation ETF made up ﹤0.01% of NorthRock Partners's portfolio in Q1 2026, its #543 holding.
NorthRock Partners first reported a position in Columbia Diversified Fixed Income Allocation ETF in Q1 2018 and has held it in 25 quarters since.
NorthRock Partners's Columbia Diversified Fixed Income Allocation ETF position peaked at $340K in Q4 2020.
53 funds tracked by Wall St. Rank held Columbia Diversified Fixed Income Allocation ETF as of Q1 2026.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.