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Columbia Diversified Fixed Income Allocation ETF

28 hedge funds and large institutions have $124M invested in Columbia Diversified Fixed Income Allocation ETF in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 3

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

39% more capital invested

Capital invested by funds: $88.9M → $124M (+$35M)

27% more funds holding

Funds holding: 2228 (+6)

12.05% less ownership

Funds ownership: 82.11%70.07% (-12%)

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$74.9M +$10.9M +526,090 +17%
Jane Street
2
Jane Street
New York
$8.73M +$8.66M +419,544 New
Bank of America
3
Bank of America
North Carolina
$8.12M +$985K +47,746 +14%
HI
4
Horizon Investments
North Carolina
$5.8M +$5.78M +280,305 New
Citadel Advisors
5
Citadel Advisors
Florida
$3.95M +$3.7M +179,366 +1,716%
Wells Fargo
6
Wells Fargo
California
$3.73M +$528K +25,601 +17%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.03M +$2.12M +102,614 +237%
HighTower Advisors
8
HighTower Advisors
Illinois
$2.36M -$452K -21,925 -16%
Morgan Stanley
9
Morgan Stanley
New York
$2.27M +$2.25M +108,974 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.15M +$1.59M +76,978 +290%
LPL Financial
11
LPL Financial
California
$1.85M +$725K +35,142 +65%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$979K +$336K +16,273 +53%
PAG
13
Private Advisor Group
New Jersey
$712K +$143K +6,945 +25%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$698K -$68.8K -3,335 -9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$641K +$362K +17,524 +132%
AG
16
Advisor Group
Arizona
$621K +$541K +26,231 +729%
AFM
17
Andesa Financial Management
Pennsylvania
$588K +$181K +8,782 +45%
OIA
18
OneDigital Investment Advisors
Kansas
$486K +$482K +23,360 New
UBS Group
19
UBS Group
Switzerland
$424K -$2.54M -122,920 -86%
LNC
20
Lincoln National Corp
Pennsylvania
$362K +$359K +17,383 New
NP
21
NorthRock Partners
Minnesota
$320K
CCM
22
Coe Capital Management
Illinois
$315K
RJA
23
Raymond James & Associates
Florida
$282K +$4.91K +238 +2%
CCB
24
Cutter & Co Brokerage
Missouri
$222K +$221K +10,687 New
IA
25
IFP Advisors
Florida
$117K +$117K +5,659 New

DIAL Hedge Fund Activity: Q3 2019 in Review

28 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Columbia Diversified Fixed Income Allocation ETF (DIAL) for Q3 2019, worth a combined $124M — up 39% from $88.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAL positions and 2 closed out — a net gain of 6 holders — while 13 added to existing stakes and 3 trimmed.

The largest buyer was Ameriprise, adding an estimated $10.9M. The largest seller was Redhawk Wealth Advisors, exiting entirely with an estimated $3.44M sold.

  • 28 institutional investors held Columbia Diversified Fixed Income Allocation ETF (DIAL) as of Q3 2019, up from 22 in Q2 2019.
  • Funds reported $124M of Columbia Diversified Fixed Income Allocation ETF stock for Q3 2019, up 39% quarter-over-quarter.
  • 8 funds opened new Columbia Diversified Fixed Income Allocation ETF positions in Q3 2019 and 2 closed out, a net change of +6 holders.
  • The largest Columbia Diversified Fixed Income Allocation ETF buyer in Q3 2019 was Ameriprise, an estimated $10.9M added.
  • The largest Columbia Diversified Fixed Income Allocation ETF seller in Q3 2019 was Redhawk Wealth Advisors, an estimated $3.44M sold.

Based on aggregated 13F filings for Q3 2019.