Ladenburg Thalmann Financial Services’s Columbia Diversified Fixed Income Allocation ETF DIAL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DIAL Stock Details DIAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$699K	Hold	33,581	–	–	﹤0.01%	1546
2019 Q3	$698K	Sell	33,581 -3,335	-9%	-$68.8K	﹤0.01%	1496
2019 Q2	$754K	Sell	36,916 -2,000	-5%	-$39.9K	0.01%	1425
2019 Q1	$774K	Hold	38,916	–	–	0.01%	1358
2018 Q4	$734K	Buy	+38,916	New	+$735K	0.01%	1251

Other funds holding DIAL

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

LWPC

Legacy Wealth Partners (California) Calabasas, California $180M AUM 48.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DIAL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Columbia Diversified Fixed Income Allocation ETF (DIAL) position steady in Q4 2019 at 33,581 shares worth $699K. The position accounts for ﹤0.01% of the portfolio, ranked #1546.

Ladenburg Thalmann Financial Services first reported a position in DIAL in Q4 2018 and has held it in 5 quarters since. The position peaked at $774K in Q1 2019. 34 funds tracked by Wall St. Rank hold DIAL as of Q4 2019.

Ladenburg Thalmann Financial Services held 33,581 shares of Columbia Diversified Fixed Income Allocation ETF worth $699K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Columbia Diversified Fixed Income Allocation ETF share count unchanged in Q4 2019.
Columbia Diversified Fixed Income Allocation ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1546 holding.
Ladenburg Thalmann Financial Services first reported a position in Columbia Diversified Fixed Income Allocation ETF in Q4 2018 and has held it in 5 quarters since.
Ladenburg Thalmann Financial Services's Columbia Diversified Fixed Income Allocation ETF position peaked at $774K in Q1 2019.
34 funds tracked by Wall St. Rank held Columbia Diversified Fixed Income Allocation ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.