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Columbia Diversified Fixed Income Allocation ETF

34 hedge funds and large institutions have $155M invested in Columbia Diversified Fixed Income Allocation ETF in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

25% more capital invested

Capital invested by funds: $124M → $155M (+$31.5M)

21% more funds holding

Funds holding: 2834 (+6)

6.57% less ownership

Funds ownership: 70.07%63.5% (-6.6%)

Holders
34
Holders Change
+6
Holders Change %
+21.43%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
17
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$83.8M +$8.84M +425,475 +12%
Morgan Stanley
2
Morgan Stanley
New York
$9.77M +$7.49M +360,528 +331%
Bank of America
3
Bank of America
North Carolina
$8.92M +$788K +37,948 +10%
UBS Group
4
UBS Group
Switzerland
$6.44M +$6M +288,909 +1,416%
HI
5
Horizon Investments
North Carolina
$5.83M
LWPC
6
Legacy Wealth Partners (California)
California
$5.1M +$5.04M +242,527 New
Wells Fargo
7
Wells Fargo
California
$5.02M +$1.28M +61,829 +34%
LPL Financial
8
LPL Financial
California
$4.29M +$2.43M +117,118 +132%
Jane Street
9
Jane Street
New York
$2.8M -$5.92M -284,836 -68%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.35M +$193K +9,279 +9%
HighTower Advisors
11
HighTower Advisors
Illinois
$2.34M -$21.2K -1,021 -0.9%
AG
12
Advisor Group
Arizona
$2.07M +$1.45M +69,596 +233%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.91M +$926K +44,582 +95%
PAG
14
Private Advisor Group
New Jersey
$1.86M +$1.14M +54,915 +160%
EH
15
Equitable Holdings
New York
$1.81M +$1.81M +87,146 New
CWA
16
Capital Wealth Alliance
Arizona
$1.65M +$1.62M +77,978 New
BC
17
Brio Consultants
California
$1.31M +$1.31M +63,002 New
AFM
18
Andesa Financial Management
Pennsylvania
$1.06M +$471K +22,690 +80%
LNC
19
Lincoln National Corp
Pennsylvania
$1.03M +$663K +31,904 +184%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$921K +$279K +13,429 +44%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$849K -$2.18M -105,039 -72%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$699K
FTUS
23
Flow Traders U.S.
New York
$656K +$655K +31,532 New
OIA
24
OneDigital Investment Advisors
Kansas
$653K +$166K +8,008 +34%
RJA
25
Raymond James & Associates
Florida
$356K +$73.9K +3,557 +26%

DIAL Hedge Fund Activity: Q4 2019 in Review

34 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Columbia Diversified Fixed Income Allocation ETF (DIAL) for Q4 2019, worth a combined $155M — up 25% from $124M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DIAL positions and 1 closed out — a net gain of 6 holders — while 17 added to existing stakes and 5 trimmed.

The largest buyer was Ameriprise, adding an estimated $8.84M. The largest seller was Jane Street, cutting an estimated $5.92M.

  • 34 institutional investors held Columbia Diversified Fixed Income Allocation ETF (DIAL) as of Q4 2019, up from 28 in Q3 2019.
  • Funds reported $155M of Columbia Diversified Fixed Income Allocation ETF stock for Q4 2019, up 25% quarter-over-quarter.
  • 7 funds opened new Columbia Diversified Fixed Income Allocation ETF positions in Q4 2019 and 1 closed out, a net change of +6 holders.
  • The largest Columbia Diversified Fixed Income Allocation ETF buyer in Q4 2019 was Ameriprise, an estimated $8.84M added.
  • The largest Columbia Diversified Fixed Income Allocation ETF seller in Q4 2019 was Jane Street, an estimated $5.92M sold.

Based on aggregated 13F filings for Q4 2019.