NP

NorthRock Partners Portfolio holdings

AUM $2.98B

AUM

$2.98B

AUM Growth

-$89.4M (-3%)

Cap. Flow

+$36.4M

Cap. Flow % of AUM

1.22%

Top 10 Holdings %Top 10 Hldgs %

53.55%

Holding

892

New

127

Increased

356

Reduced

257

Closed

51

Top Buys

1	Vanguard Short-Term Treasury ETF VGSH	$14.8M
2	SPDR Portfolio S&P 500 ETF SPLG	$11.6M
3	ATI ATI	$10.8M
4	JPMorgan Ultra-Short Municipal Income ETF JMST	$6.98M
5	Roblox RBLX	$4.31M

Top Sells

1	SPDR S&P 500 ETF Trust SPY	$19.2M
2	Cardinal Health CAH	$15.1M
3	Ameriprise Financial AMP	$7.85M
4	SPDR Bloomberg 1-3 Month T-Bill ETF BIL	$2.7M
5	iShares MSCI EAFE ETF EFA	$2.6M

Sector Composition

1	Technology	11.36%
2	Consumer Staples	5.36%
3	Financials	4.11%
4	Healthcare	3.1%
5	Consumer Discretionary	2.8%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
876	876 IQVIA IQV $28.2B	$0	0%	0 -2,020	Closed	–
877	877 ITT ITT $12.4B	$0	0%	0 -1,413	Closed	–
878	878 iShares US Energy ETF IYE $1.21B	$0	0%	0 -33	Closed	–
879	879 Goldman Sachs JUST US Large Cap Equity ETF JUST $470M	$0	0%	0 -431	Closed	–
880	880 Lennar Class B LEN.B $28.2B	$0	0%	0 -2	Closed	–
881	881 Las Vegas Sands LVS $35.2B	$0	0%	0 -4,071	Closed	–
882	882 Microchip Technology MCHP $40.2B	$0	0%	0 -7,214	Closed	–
883	883 MGM Resorts International MGM $10.3B	$0	0%	0 -6,266	Closed	–
884	884 ON Semiconductor ON $25B	$0	0%	0 -3,932	Closed	–
885	885 Pitney Bowes PBI $2B	$0	0%	0 -12,002	Closed	–
886	886 PG&E PCG $29.5B	$0	0%	0 -14,882	Closed	–
887	887 Vistra VST $66.7B	$0	0%	0 -2,035	Closed	–
888	888 John Wiley & Sons Class A WLY $2.27B	$0	0%	0 -19,745	Closed	–
889	889 Invesco S&P 500 Top 50 ETF XLG $9.53B	$0	0%	0 -130	Closed	–
890	890 Dayforce DAY $8.83B	$0	0%	0 -3,275	Closed	–
891	891 DoubleLine Commercial Real Estate ETF DCRE $313M	$0	0%	0 -4,071	Closed	–
892	BUFS 892 FT Vest Laddered Small Cap Moderate Buffer ETF BUFS $85.5M	$0	0%	0 -687	Closed	–