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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$193M
AUM Growth
+$21.8M
Cap. Flow
+$20.3M
Cap. Flow %
10.53%
Top 10 Hldgs %
91.64%
Holding
54
New
14
Increased
14
Reduced
13
Closed
5

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.5M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$8.52M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$7.1M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$6.79M
5
FOR icon
Forestar Group
FOR
+$574K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$4.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$3.27M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.26M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.94M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.35%
2 Real Estate 2.26%
3 Healthcare 1.2%
4 Industrials 1.13%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
51
GE Aerospace
GE
$364B
– –
-2,057
Closed -$308K
TBT icon
52
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
– –
-6,000
Closed -$264K
VUG icon
53
Vanguard Growth ETF
VUG
$212B
– –
-234,708
Closed -$507K
FSD
54
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-13,666
Closed -$192K
1 2
3

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2016 Portfolio in Review

As of Q1 2016, NorthRock Partners held 54 positions worth $193M, up 13% from $171M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners deployed $20.3M of net new capital in Q1 2016, opening 14 new positions and adding to 14 existing holdings. Its largest new stake was Forestar Group: 56,866 shares worth $742K.

By sector, the portfolio is most concentrated in Consumer Staples at 2.4% of assets, down from 2.5% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $4.1M trimmed.

  • NorthRock Partners's largest Q1 2016 buy was Forestar Group: 56,866 shares worth $742K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $12.5M increase.
  • NorthRock Partners's biggest Q1 2016 reduction was Ameriprise Financial, cutting an estimated $4.1M.
  • NorthRock Partners fully exited Vanguard Growth ETF in Q1 2016, selling an estimated $507K.
  • NorthRock Partners's ten largest holdings make up 92% of its $193M portfolio in Q1 2016.
  • NorthRock Partners opened 14 new positions and closed 5 in Q1 2016.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $193M.

Based on NorthRock Partners's 13F filing for Q1 2016, filed 13 May 2016.