NorthRock Partners’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

NorthRock Partners’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-6,000	Closed	-$264K	–	52
2015 Q4	$264K	Hold	6,000	–	–	0.15%	28
2015 Q3	$260K	Hold	6,000	–	–	0.16%	26
2015 Q2	$299K	Hold	6,000	–	–	0.14%	35
2015 Q1	$251K	Hold	6,000	–	–	0.15%	36
2014 Q4	$278K	Buy	+6,000	New	+$306K	0.17%	32

Other funds holding TBT

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CCM

Cobalt Capital Management Short Hills, New Jersey $179M AUM 42.31% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

HTI

Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return

Wafra Inc New York $5.95M AUM 6.19% 1-Year Est. Return

NorthRock Partners's TBT Position: Q1 2016 in Review

NorthRock Partners sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q1 2016, closing a stake of 6,000 shares — an estimated $264K sold.

NorthRock Partners first reported a position in TBT in Q4 2014 and held it in 5 quarters. The position peaked at $299K in Q2 2015. 133 funds tracked by Wall St. Rank hold TBT as of Q1 2016.

NorthRock Partners reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q1 2016 after selling out during the quarter.
NorthRock Partners sold 6,000 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q1 2016, an estimated $264K.
NorthRock Partners first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2014 and held it in 5 quarters.
NorthRock Partners's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $299K in Q2 2015.
133 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q1 2016.

Based on NorthRock Partners's 13F filing for Q1 2016, filed 13 May 2016.