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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$193M
AUM Growth
+$21.8M
Cap. Flow
+$20.3M
Cap. Flow %
10.53%
Top 10 Hldgs %
91.64%
Holding
54
New
14
Increased
14
Reduced
13
Closed
5

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.5M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$8.52M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$7.1M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$6.79M
5
FOR icon
Forestar Group
FOR
+$574K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$4.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$3.27M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.26M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.94M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.35%
2 Real Estate 2.26%
3 Healthcare 1.2%
4 Industrials 1.13%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
26
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
$306K 0.16%
+3,050
New +$285K
VOE icon
27
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$304K 0.16%
+3,495
New +$285K
BBY icon
28
Best Buy
BBY
$19B
$303K 0.16%
9,229
+2,554
+38% +$77.4K
MDY icon
29
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$289K 0.15%
1,100
– –
T icon
30
AT&T
T
$164B
$274K 0.14%
9,257
-3,453
-27% -$95.6K
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.9B
$254K 0.13%
3,026
-91
-3% -$7.08K
VBR icon
32
Vanguard Small-Cap Value ETF
VBR
$37.2B
$253K 0.13%
+2,490
New +$234K
TIP icon
33
iShares TIPS Bond ETF
TIP
$14.5B
$250K 0.13%
+2,181
New +$244K
VBK icon
34
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$246K 0.13%
+2,065
New +$230K
MSFT icon
35
Microsoft
MSFT
$2.9T
$241K 0.13%
4,343
-356
-8% -$18.7K
ADBE icon
36
Adobe
ADBE
$105B
$237K 0.12%
+2,525
New +$219K
GIS icon
37
General Mills
GIS
$20.2B
$232K 0.12%
3,654
– –
ADP icon
38
Automatic Data Processing
ADP
$109B
$225K 0.12%
2,491
+59
+2% +$4.94K
UPS icon
39
United Parcel Service
UPS
$88.9B
$223K 0.12%
+2,110
New +$205K
CHRD icon
40
Chord Energy
CHRD
$7.68B
$218K 0.11%
+30,000
New +$179K
BRK.A icon
41
Berkshire Hathaway Class A
BRK.A
$1.1T
$213K 0.11%
+1
New +$200K
VWO icon
42
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$213K 0.11%
6,151
– –
MRK icon
43
Merck
MRK
$322B
$206K 0.11%
4,047
+47
+1% +$2.3K
CELG
44
DELISTED
Celgene Corp
CELG
$202K 0.1%
2,012
-6,381
-76% -$657K
QUMU
45
DELISTED
Qumu Corp.
QUMU
$185K 0.1%
40,300
– –
CBK
46
DELISTED
Christopher & Banks Corporation
CBK
$77K 0.04%
32,000
– –
BSX icon
47
Boston Scientific
BSX
$68.4B
$56K 0.03%
+3,011
New +$52.9K
DAKP
48
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$40K 0.02%
444,600
– –
PALI icon
49
Palisade Bio
PALI
$341M
– –
0
– –
DIS icon
50
Walt Disney
DIS
$171B
– –
-3,086
Closed -$328K
1
2
3

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2016 Portfolio in Review

As of Q1 2016, NorthRock Partners held 54 positions worth $193M, up 13% from $171M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners deployed $20.3M of net new capital in Q1 2016, opening 14 new positions and adding to 14 existing holdings. Its largest new stake was Forestar Group: 56,866 shares worth $742K.

By sector, the portfolio is most concentrated in Consumer Staples at 2.4% of assets, down from 2.5% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $4.1M trimmed.

  • NorthRock Partners's largest Q1 2016 buy was Forestar Group: 56,866 shares worth $742K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $12.5M increase.
  • NorthRock Partners's biggest Q1 2016 reduction was Ameriprise Financial, cutting an estimated $4.1M.
  • NorthRock Partners fully exited Vanguard Growth ETF in Q1 2016, selling an estimated $507K.
  • NorthRock Partners's ten largest holdings make up 92% of its $193M portfolio in Q1 2016.
  • NorthRock Partners opened 14 new positions and closed 5 in Q1 2016.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $193M.

Based on NorthRock Partners's 13F filing for Q1 2016, filed 13 May 2016.